DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••• A•••• S•••••••

P••••••••• B•••••••• S•••••••• I•••independent RIAGreen Bay, Wi dual registrantIAPD 1648802

Chartered Financial Consultant

Feed of 09/15/2026

Also filed as Keith A Saunders

At current firm

1 y

since Feb 26, 2025

In the industry

39 y

since May 4, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P••••••••• B•••••••• S•••••••• I••• independent RIA current
since Feb 26, 2025 · Green Bay, Wi
A••••••• F•••••••• A•••••••• L•• BD affiliated
Nov 9, 2023 to Mar 7, 2024 · Lafayette, In
P••• A••••• S••••••••• L•• BD affiliated
May 1, 2023 to Nov 15, 2023 · Indianapolis, In
M•• I•••••••• S•••••••• L•• BD affiliated
Nov 18, 2021 to Jan 4, 2023 · Indianapolis, In
P••• A••••• S••••••••• L•• BD affiliated
Sep 11, 2020 to Nov 11, 2021 · Indianapolis, In
O••••••••• S••••••••• I••• BD affiliated
Mar 20, 2018 to Aug 14, 2020 · Indianapolis, In

Moves

a registration end followed by a registration begin elsewhere

A••••••• F•••••••• A•••••••• L•• to P••••••••• B•••••••• S•••••••• I•••
left Mar 7, 2024, registered Feb 26, 2025 (356 days) · Affiliated broker-dealer or bank to independent RIA
P••• A••••• S••••••••• L•• to A••••••• F•••••••• A•••••••• L••
left Nov 15, 2023, registered Nov 9, 2023 (-6 days) · Affiliated broker-dealer or bank to another
M•• I•••••••• S•••••••• L•• to P••• A••••• S••••••••• L••
left Jan 4, 2023, registered May 1, 2023 (117 days) · Affiliated broker-dealer or bank to another
P••• A••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••
left Nov 11, 2021, registered Nov 18, 2021 (7 days) · Affiliated broker-dealer or bank to another
O••••••••• S••••••••• I••• to P••• A••••• S••••••••• L••
left Aug 14, 2020, registered Sep 11, 2020 (28 days) · Affiliated broker-dealer or bank to another

Signals

Keith Allen Saunders left Allstate Financial Advisors, Llc for Packerland Brokerage Services, Inc. (registered 2025-02-26)
Mar 7, 2024 · Advisor changed firm · fact
Keith Allen Saunders left Park Avenue Securities Llc for Allstate Financial Advisors, Llc (registered 2023-11-09)
Nov 15, 2023 · Advisor changed firm · fact
Keith Allen Saunders left Mml Investors Services, Llc for Park Avenue Securities Llc (registered 2023-05-01)
Jan 4, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address