DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Steven Anthony Bassetto
Feed of 09/14/2026
Also filed as Steven A. Bassetto
At current firm
5 y
since Feb 16, 2021
In the industry
38 y
since Oct 20, 1987 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Optivise Advisory Services LLC independent RIA currentsince Feb 16, 2021 · Appleton, Wi
- Financial Gravity Asset Management, Inc. independent RIAOct 1, 2015 to Mar 23, 2020 · Appleton, Wi
- Redhawk Wealth Advisors, Inc. independent RIAJan 9, 2012 to Jul 29, 2016 · Appleton, Wi
- Monticello Investment Services, Inc. formerJan 13, 2011 to Dec 8, 2011 · Neosho, Mo
- Harbour Investments, Inc. independent RIAMar 1, 2007 to Aug 24, 2010 · Appleton, Wi
Moves
a registration end followed by a registration begin elsewhere
- Financial Gravity Asset Management, Inc. to Optivise Advisory Services LLCleft Mar 23, 2020, registered Feb 16, 2021 (330 days) · RIA to RIA
- Redhawk Wealth Advisors, Inc. to Financial Gravity Asset Management, Inc.left Jul 29, 2016, registered Oct 1, 2015 (-302 days) · Other
- Monticello Investment Services, Inc. to Redhawk Wealth Advisors, Inc.left Dec 8, 2011, registered Jan 9, 2012 (32 days) · Other
- Harbour Investments, Inc. to Monticello Investment Services, Inc.left Aug 24, 2010, registered Jan 13, 2011 (142 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address