DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ernest Brad Hatley
Feed of 09/14/2026
Also filed as Brad Hatley
At current firm
3 y
since Nov 8, 2022
In the industry
38 y
since Jan 13, 1988 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Credit Union Investment Services state registered currentsince Nov 8, 2022 · Granite Quarry, Nc
- Capital Analysts BD affiliatedMay 18, 2016 to Oct 10, 2022 · Albemarle, Nc
- Lincoln Investment independent RIAMar 10, 2011 to Oct 10, 2022 · Albemarle, Nc
- Voya Financial Advisors, Inc. BD affiliatedDec 31, 2001 to Nov 30, 2010 · Oak Island, Nc
Moves
a registration end followed by a registration begin elsewhere
- Capital Analysts to Credit Union Investment Servicesleft Oct 10, 2022, registered Nov 8, 2022 (29 days) · Affiliated broker-dealer or bank to a state-registered adviser
- Lincoln Investment to Capital Analystsleft Oct 10, 2022, registered May 18, 2016 (-2336 days) · Other · moved with a team
- Voya Financial Advisors, Inc. to Lincoln Investmentleft Nov 30, 2010, registered Mar 10, 2011 (100 days) · Other
Signals
- Ernest Brad Hatley left Capital Analysts for Credit Union Investment Services (registered 2022-11-08)Oct 10, 2022 · Advisor changed firm · fact
- Ernest Brad Hatley left Lincoln Investment for Capital Analysts (registered 2016-05-18)Oct 10, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address