DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
M. E. Allison & Co., Inc.
Latest filing Jun 8, 2026
First filing on the tape Feb 28, 2024 · 11 filings
SEC status approved since Mar 29, 2024
RAUM
$366M
reported, Item 5.F
Discretionary
83%
of RAUM
Private clients
83%
$303M individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$33.3M
derived; firm RAUM over IAPD count
Employees
12
10 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$366M as of Jun 8, 2026
Jan 7, 2025$146M then
HNW client RAUM$287M as of Jun 8, 2026
Jan 7, 2025$87.3M then
State-registered IARs (5.B.3)10 as of Jun 8, 2026
Jan 7, 202513 then
Employees (5.A)12 as of Jun 8, 2026
Jan 7, 202515 then
Private funds: no history
RAUM +27% over the last fiscal yearIARs 12 to 10
Practice profile
derived from the filing of Jun 8, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- $33.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 44derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.2MderivedHNW RAUM over HNW clients
- Average account
- $734,239derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 83%derivedof RAUM
- Institutional
- 17%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 5.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- -17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +24%derived
- Compensation
- percentage of assets, hourly, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$287M78%
- Pension and profit-sharing plans$63.7M17%
- Individuals$16.0M4.4%
- Individual clients
- 247reported
- HNW clients
- 236reported
- Pension plan clients
- 16reported
- Charitable clients
- n/areported
- Accounts
- 499reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.83 fund_share=0.0 institutional_share=0.17 related_bd=true related_bank=false bd_reps=12.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Christopher Rumsey AllisonCertified Financial Planner | San Antonio, Tx | Jan 29, 1993 | 34 y | 0 |
| Charles Bennett AllisonCertified Financial Planner | San Antonio, Tx | Jan 14, 2005 | 23 y | 1 |
| James Milam Pettus | Corpus Christi, Tx | Sep 3, 2013 | 29 y | 0 |
| Ned Murphy Emmons | San Antonio, Tx | Sep 28, 2015 | 36 y | 1 |
| Robert Miller Dullnig | San Antonio, Tx | Nov 21, 2016 | 30 y | 0 |
| George Rolle Dullnig | San Antonio, Tx | Dec 2, 2016 | 13 y | 0 |
| Kyle Murphy Emmons | San Antonio, Tx | Mar 12, 2019 | 17 y | 0 |
| Richard Scott Bonner | Corpus Christi, Tx | Sep 10, 2019 | 34 y | 2 |
| Linde Allen Murphy | San Antonio, Tx | Jan 3, 2022 | 26 y | 2 |
| Cheri Roman | San Antonio, Tx | Jan 5, 2022 | 38 y | 6 |
| Harry J ParkerChartered Financial Analyst | San Antonio, Tx | Apr 3, 2022 | 40 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Richard Patrick Swetish to Wells Fargo AdvisorsJun 9, 2016 · RIA to wirehouse
Joined, latest
- Harry J Parker from Frost Investment ServicesApr 3, 2022 · Affiliated broker-dealer or bank to independent RIA
- Cheri Roman from Allstate Financial Advisors, LLCJan 5, 2022 · Affiliated broker-dealer or bank to independent RIA
- Linde Allen Murphy from Argent Retirement Plan Advisors, LLCJan 3, 2022 · Other
- Richard Scott Bonner from Cetera Advisors LLCSep 10, 2019 · Affiliated broker-dealer or bank to independent RIA
- Ned Murphy Emmons from Hilltop Securities Inc.Sep 28, 2015 · Other
- Richard Patrick Swetish from Morgan StanleyJul 25, 2012 · Wirehouse to independent RIA
- Charles Bennett Allison from Kpmg Investment AdvisorsJan 14, 2005 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Charles Bennett Allison · Directorcontrolsince 03/2007 · owns 25% to 50%
- Christopher Rumsey Allison · Ceo/Ccocontrolsince 01/2022 · owns 25% to 50%
- Linde Allen Murphy · President/Ccocontrolsince 01/2022 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Antonio, Tx · principal | 11 | 0 | 0 | ||
| Corpus Christi, Tx | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Corpus Christi, TX2 employees
What changed
consecutive filings, newest first
- Accounts · 405 to 499Mar 24, 2025 to Mar 4, 2026
- BD registered reps · 13 to 12Mar 24, 2025 to Mar 4, 2026
- Corporate clients · 1.0 to unsetMar 24, 2025 to Mar 4, 2026
- HNW clients · 176 to 236Mar 24, 2025 to Mar 4, 2026
- Individual clients · 213 to 247Mar 24, 2025 to Mar 4, 2026
- Employees · 13 to 12Mar 24, 2025 to Mar 4, 2026
- Financial planning clients · 0 to 1-10Mar 24, 2025 to Mar 4, 2026
- State-registered IARs · 12 to 10Mar 24, 2025 to Mar 4, 2026
- Discretionary RAUM · $225M to $303MMar 24, 2025 to Mar 4, 2026
- HNW RAUM · $210M to $287MMar 24, 2025 to Mar 4, 2026
- Individual RAUM · $15.0M to $16.0MMar 24, 2025 to Mar 4, 2026
- Non-discretionary RAUM · $62.0M to $63.7MMar 24, 2025 to Mar 4, 2026
- Pension RAUM · $61.1M to $63.7MMar 24, 2025 to Mar 4, 2026
- RAUM · $287M to $366MMar 24, 2025 to Mar 4, 2026
- Accounts · 267 to 405Jan 7, 2025 to Mar 24, 2025
- BD registered reps · 15 to 13Jan 7, 2025 to Mar 24, 2025
- Corporate clients · unset to 1.0Jan 7, 2025 to Mar 24, 2025
- HNW clients · 104 to 176Jan 7, 2025 to Mar 24, 2025
- Individual clients · 149 to 213Jan 7, 2025 to Mar 24, 2025
- Pension plan clients · 14 to 16Jan 7, 2025 to Mar 24, 2025
- Employees · 15 to 13Jan 7, 2025 to Mar 24, 2025
- Financial planning clients · 0 to 0Jan 7, 2025 to Mar 24, 2025
- State-registered IARs · 13 to 12Jan 7, 2025 to Mar 24, 2025
- Discretionary RAUM · $91.5M to $225MJan 7, 2025 to Mar 24, 2025
- HNW RAUM · $87.3M to $210MJan 7, 2025 to Mar 24, 2025
- Individual RAUM · $8.5M to $15.0MJan 7, 2025 to Mar 24, 2025
- Non-discretionary RAUM · $54.4M to $62.0MJan 7, 2025 to Mar 24, 2025
- Pension RAUM · $50.2M to $61.1MJan 7, 2025 to Mar 24, 2025
- RAUM · $146M to $287MJan 7, 2025 to Mar 24, 2025
Signals
2 dated events
- M. E. Allison & Co., Inc. reported RAUM $287.4M, up 97% from $145.9M (2025-01-07 to 2025-03-24)Mar 24, 2025 · RAUM change · derived
- M. E. Allison & Co., Inc. filed its initial SEC registration (Form ADV)Feb 28, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 210-930-4000reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 210-930-4001reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 361-360-4330reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- MEALLISON.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 210-930-4000reportedpublic record, Form ADV, Jun 8, 2026
- Contact form
- meallison.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $33.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026