RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• N•••• S•••••••
- M••••• G••••• A••••••• I••• independent RIA currentsince Jul 28, 2026 · Corvallis, Or
- B••••• H••••• I••••••••• M••••••••• state registeredSep 16, 2014 to Feb 8, 2017 · Carmel, In
- S••••• W••••• A•••••••• I••• no RAUMJan 3, 2012 to Aug 18, 2014 · Indianapolis, In
- C•••••• S••••• • C••• I••• national BDSep 21, 2010 to Dec 31, 2011 · Fishers (Indianapolis), In
- W•• A•••••••• L• formerOct 1, 2008 to Jun 30, 2009 · Scottsdale, Az
- W•• A•••••••• L• formerAug 1, 2006 to Nov 20, 2006 · Scottsdale, Az
- E••••• J•••• national BDMay 4, 2006 to Jul 20, 2006 · Scottsdale, Az
- W•••• F•••• A••••••• wirehouseApr 17, 2006 to Apr 21, 2006 · Scottsdale, Az
- B••••• H••••• I••••••••• M••••••••• to M••••• G••••• A••••••• I•••left Feb 8, 2017, registered Jul 28, 2026 (3457 days) · Other
- S••••• W••••• A•••••••• I••• to B••••• H••••• I••••••••• M•••••••••left Aug 18, 2014, registered Sep 16, 2014 (29 days) · Other
- C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••left Dec 31, 2011, registered Jan 3, 2012 (3 days) · corporate re-registration, not a move
- W•• A•••••••• L• to C•••••• S••••• • C••• I•••left Jun 30, 2009, registered Sep 21, 2010 (448 days) · Other
- E••••• J•••• to W•• A•••••••• L•left Jul 20, 2006, registered Aug 1, 2006 (12 days) · Other
- W•••• F•••• A••••••• to E••••• J••••left Apr 21, 2006, registered May 4, 2006 (13 days) · Wirehouse to affiliated broker-dealer or bank
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address