R••••• S•••• M•••••••

E•••••• A••••••• G••••• L••BD affiliatedWaltham, Ma dual registrantIAPD 1830586

Certified Financial Planner

Feed of 09/15/2026

Also filed as R••••• S•••• M••••••••• R••••• M••••••••• R••••• M•••••••

At current firm

4 y

since Jan 20, 2022

In the industry

28 y

since Jun 15, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Jan 20, 2022 · Waltham, Ma
A••••• A•• P••••••• S••••••• BD affiliated
Oct 14, 2015 to Nov 13, 2020 · Boston, Ma
T• A••••••••• I••••••••• M••••••••• L•• former
Nov 24, 2014 to Sep 28, 2015 · Quincy, Ma
T• A••••••••• I••• former
Nov 24, 2014 to Sep 28, 2015 · Boston, Ma
E•••••• F•••••••• E•••••• independent RIA
May 15, 2009 to Sep 16, 2014 · Boston, Ma
S•••••••• A••••••• L•• national BD
Jul 2, 1998 to Jun 17, 2004 · Worcester, Ma

Moves

a registration end followed by a registration begin elsewhere

A••••• A•• P••••••• S••••••• to E•••••• A••••••• G••••• L••
left Nov 13, 2020, registered Jan 20, 2022 (433 days) · Other
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Sep 28, 2015, registered Nov 24, 2014 (-308 days) · channel change inside one enterprise, not a move
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Sep 28, 2015, registered Nov 24, 2014 (-308 days) · Other
E•••••• F•••••••• E•••••• to T• A••••••••• I••••••••• M••••••••• L••
left Sep 16, 2014, registered Nov 24, 2014 (69 days) · Other
S•••••••• A••••••• L•• to E•••••• F•••••••• E••••••
left Jun 17, 2004, registered May 15, 2009 (1793 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address