RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• K•••• T•••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince May 4, 2026 · Venice, Fl
- S••••• I••••••••• A•••••••• L•• BD affiliatedJun 1, 2022 to May 13, 2026 · Venice, Fl
- W•••• F•••• A••••••• wirehouseJul 10, 2015 to Jun 2, 2022 · Venice, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to Jul 31, 2015 · Venice, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 6, 2006 to Jun 1, 2009 · Venice, Fl
- A• G• E•••••• • S•••• I••• unclassifiedJul 18, 1994 to Oct 9, 2006 · Venice, Fl
- S••••• I••••••••• A•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 13, 2026, registered May 4, 2026 (-9 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to S••••• I••••••••• A•••••••• L••left Jun 2, 2022, registered Jun 1, 2022 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M••••• S•••••• to W•••• F•••• A•••••••left Jul 31, 2015, registered Jul 10, 2015 (-21 days) · Wirehouse to wirehouse · moved with a team
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- A• G• E•••••• • S•••• I••• to C•••••••• G••••• M•••••• I•••left Oct 9, 2006, registered Oct 6, 2006 (-3 days) · Other
- J•••• K•••• T••• left S••••• I••••••••• A•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2026-05-04)May 13, 2026 · Advisor changed firm · fact
- J•••• K•••• T••• left W•••• F•••• A••••••• for S••••• I••••••••• A•••••••• L•• (registered 2022-06-01)Jun 2, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address