RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• B•••• G••••
- P•• W••••• M••••••••• BD affiliated currentsince Aug 23, 2021 · Tyler, Tx
- P•• M•••••• A•••••• S••••••••• I••• formerJul 31, 2013 to Aug 23, 2021 · Austin, Tx
- V•••• F•••••••• A•••••••• I••• BD affiliatedJun 28, 2011 to Jul 29, 2013 · Houston, Tx
- E•••• S••••••••• L•• BD affiliatedJul 10, 2009 to May 6, 2011 · New York, Ny
- C••••• I••••••••• S••••••• L•• formerNov 7, 2008 to Dec 18, 2008 · Austin, Tx
- P•• M•••••• A•••••• S••••••••• I••• to P•• W••••• M•••••••••left Aug 23, 2021, registered Aug 23, 2021 (0 days) · corporate re-registration, not a move
- V•••• F•••••••• A•••••••• I••• to P•• M•••••• A•••••• S••••••••• I•••left Jul 29, 2013, registered Jul 31, 2013 (2 days) · Other
- E•••• S••••••••• L•• to V•••• F•••••••• A•••••••• I•••left May 6, 2011, registered Jun 28, 2011 (53 days) · Other
- C••••• I••••••••• S••••••• L•• to E•••• S••••••••• L••left Dec 18, 2008, registered Jul 10, 2009 (204 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address