DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• F••••••

E••••• J••••national BDSt Augustine, Fl dual registrantIAPD 1913513

Feed of 09/15/2026

Also filed as Brian E••••• Frambes

At current firm

1 y

since Sep 8, 2025

In the industry

25 y

since Sep 5, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since Sep 8, 2025 · St. Louis, Mo
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Sep 15, 2022 to Sep 9, 2025 · Jacksonville, Fl
M•• I•••••••• S•••••••• L•• BD affiliated
Jun 23, 2021 to Feb 16, 2022 · St Augustine, Fl
C•••••• A••••••• BD affiliated
May 14, 2020 to Sep 23, 2020 · St. Augustine, Fl
L•••••• I••••••••• independent RIA
May 14, 2020 to Sep 23, 2020 · St. Augustine, Fl
O•••• F•• I••• former
Mar 15, 2018 to Jul 18, 2019 · Tempe, Az

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••
left Sep 9, 2025, registered Sep 8, 2025 (-1 days) · Wirehouse to affiliated broker-dealer or bank
M•• I•••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Feb 16, 2022, registered Sep 15, 2022 (211 days) · Affiliated broker-dealer or bank to wirehouse
C•••••• A••••••• to M•• I•••••••• S•••••••• L••
left Sep 23, 2020, registered Jun 23, 2021 (273 days) · Affiliated broker-dealer or bank to another
L•••••• I••••••••• to C•••••• A•••••••
left Sep 23, 2020, registered May 14, 2020 (-132 days) · Affiliated broker-dealer or bank to another
O•••• F•• I••• to L•••••• I•••••••••
left Jul 18, 2019, registered May 14, 2020 (301 days) · Affiliated broker-dealer or bank to another

Signals

B•••• F•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for E••••• J•••• (registered 2025-09-08)
Sep 9, 2025 · Advisor changed firm · fact
B•••• F•••••• left M•• I•••••••• S•••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-09-15)
Feb 16, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address