DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Todd Michael Lohman
Feed of 09/14/2026
At current firm
2 y
since Jun 28, 2024
In the industry
37 y
since Apr 26, 1989 (earliest exam, job or registration)
Prior registered firms
9
IAPD previous registrations
State registrations
8
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Wellth Advisory Services, LLC institutional currentsince Jun 28, 2024 · Shorewood, Il
- Global Retirement Partners LLC institutionalApr 1, 2019 to Jul 5, 2024 · Urbandale, Ia
- Kestra Advisory Services, LLC BD affiliatedApr 20, 2016 to Apr 1, 2019 · Urbandale, Ia
- Nfp Advisor Services, LLC formerOct 5, 2015 to Sep 22, 2016 · Urbandale, Ia
- Wealthspire Retirement Advisory institutionalJun 15, 2010 to Jul 18, 2016 · Aliso Viejo, Ca
- Financial Telesis, Inc. formerApr 1, 2010 to Aug 27, 2014 · San Rafael, Ca
- Nfp Advisor Services, LLC formerJan 4, 2007 to Apr 1, 2010 · Austin, Tx
- Voya Financial Advisors, Inc. BD affiliatedJan 1, 2004 to Dec 31, 2006 · West Des Moines, Ia
- Locust Street Securities, Inc. unclassifiedAug 6, 2003 to Jan 1, 2004 · W Des Moines, Ia
- Principal Securities, Inc. BD affiliatedOct 2, 2000 to Jul 28, 2003 · West Des Moines, Ia
Moves
a registration end followed by a registration begin elsewhere
- Global Retirement Partners LLC to Wellth Advisory Services, LLCleft Jul 5, 2024, registered Jun 28, 2024 (-7 days) · corporate re-registration, not a move
- Kestra Advisory Services, LLC to Global Retirement Partners LLCleft Apr 1, 2019, registered Apr 1, 2019 (0 days) · corporate re-registration, not a move
- Nfp Advisor Services, LLC to Kestra Advisory Services, LLCleft Sep 22, 2016, registered Apr 20, 2016 (-155 days) · corporate re-registration, not a move
- Wealthspire Retirement Advisory to Nfp Advisor Services, LLCleft Jul 18, 2016, registered Oct 5, 2015 (-287 days) · Other · moved with a team
- Financial Telesis, Inc. to Wealthspire Retirement Advisoryleft Aug 27, 2014, registered Jun 15, 2010 (-1534 days) · Other
- Nfp Advisor Services, LLC to Financial Telesis, Inc.left Apr 1, 2010, registered Apr 1, 2010 (0 days) · Other
- Voya Financial Advisors, Inc. to Nfp Advisor Services, LLCleft Dec 31, 2006, registered Jan 4, 2007 (4 days) · Other
- Locust Street Securities, Inc. to Voya Financial Advisors, Inc.left Jan 1, 2004, registered Jan 1, 2004 (0 days) · corporate re-registration, not a move
- Principal Securities, Inc. to Locust Street Securities, Inc.left Jul 28, 2003, registered Aug 6, 2003 (9 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address