DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kelley B Tate
Feed of 09/14/2026
Also filed as Kelley Blowers Tate
At current firm
0 y
since May 4, 2026
In the industry
12 y
since Nov 8, 2013 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James Financial Services Advisors, Inc BD affiliated currentsince May 4, 2026 · Venice, Fl
- Stifel Independent Advisors, LLC BD affiliatedJun 1, 2022 to May 13, 2026 · Venice, Fl
- Wells Fargo Advisors wirehouseJul 10, 2015 to Jun 2, 2022 · Venice, Fl
- Morgan Stanley wirehouseNov 26, 2013 to Aug 5, 2015 · Venice, Fl
Moves
a registration end followed by a registration begin elsewhere
- Stifel Independent Advisors, LLC to Raymond James Financial Services Advisors, Incleft May 13, 2026, registered May 4, 2026 (-9 days) · Affiliated broker-dealer or bank to another
- Wells Fargo Advisors to Stifel Independent Advisors, LLCleft Jun 2, 2022, registered Jun 1, 2022 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- Morgan Stanley to Wells Fargo Advisorsleft Aug 5, 2015, registered Jul 10, 2015 (-26 days) · Wirehouse to wirehouse · moved with a team
Signals
- Kelley B Tate left Stifel Independent Advisors, Llc for Raymond James Financial Services Advisors, Inc (registered 2026-05-04)May 13, 2026 · Advisor changed firm · fact
- Kelley B Tate left Wells Fargo Advisors for Stifel Independent Advisors, Llc (registered 2022-06-01)Jun 2, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address