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RIA Intelligence
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Registered advisor
A•••••• L•••• P••••
Feed of 09/14/2026
At current firm
3 y
since Jan 12, 2023
In the industry
36 y
since May 15, 1990 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• A••••••• BD affiliated currentsince Jan 13, 2023 · Marlton, Nj
- L•••••• I••••••••• independent RIA currentsince Jan 12, 2023 · Marlton, Nj
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedFeb 4, 2019 to Feb 8, 2023 · West Deptford, Nj
- S•••••••• F••••••••• I••• formerJan 19, 2012 to Feb 6, 2019 · Deptford, Nj
- E•••••••• A•••••••• L•• national BDJul 31, 2002 to Jan 20, 2012 · Marlton, Nj
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•••••• I•••••••••left Feb 8, 2023, registered Jan 12, 2023 (-27 days) · Affiliated broker-dealer or bank to independent RIA
- S•••••••• F••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 6, 2019, registered Feb 4, 2019 (-2 days) · Affiliated broker-dealer or bank to another
- E•••••••• A•••••••• L•• to S•••••••• F••••••••• I•••left Jan 20, 2012, registered Jan 19, 2012 (-1 days) · Other
Signals
- A•••••• L•••• P•••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for L•••••• I••••••••• (registered 2023-01-12)Feb 8, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address