DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••• A• L••••••

S•••••••• A••••••• L••national BDPeoria, Az dual registrantIAPD 2061462

Feed of 09/15/2026

Also filed as Chris Luttman

At current firm

1 y

since Mar 31, 2025

In the industry

36 y

since Jul 2, 1990 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••••• A••••••• L•• national BD current
since Mar 31, 2025 · Scottsdale, Az
F••••••• P••••••• A•• W•••••••• A••••••• former
Apr 21, 2022 to Mar 31, 2025 · Lone Tree, Co
U••• B•••••• I••••••••• I••• former
Apr 22, 2019 to Mar 2, 2022 · Arvada, Co
K•• I••••••••• S••••••• L•• BD affiliated
Mar 20, 2015 to Apr 29, 2019 · Denver, Co
B••••••• I••••••••• S•••••••• I••• ••••• former
Nov 14, 2014 to Mar 27, 2015 · Fraser, Co
P••••••• C•••••• A••••••• C••••••••• former
Oct 22, 2013 to Oct 25, 2013 · Denver, Co
B•• F•••••••• A••••••• BD affiliated
Sep 23, 2013 to Nov 19, 2014 · Denver, Co
A••••• A•• P••••••• S••••••• BD affiliated
Jul 7, 2005 to Mar 12, 2013 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
U••• B•••••• I••••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Mar 2, 2022, registered Apr 21, 2022 (50 days) · Affiliated broker-dealer or bank to another
K•• I••••••••• S••••••• L•• to U••• B•••••• I••••••••• I•••
left Apr 29, 2019, registered Apr 22, 2019 (-7 days) · Affiliated broker-dealer or bank to another
B••••••• I••••••••• S•••••••• I••• ••••• to K•• I••••••••• S••••••• L••
left Mar 27, 2015, registered Mar 20, 2015 (-7 days) · Other
B•• F•••••••• A••••••• to P••••••• C•••••• A••••••• C•••••••••
left Nov 19, 2014, registered Oct 22, 2013 (-393 days) · Other
P••••••• C•••••• A••••••• C••••••••• to B••••••• I••••••••• S•••••••• I••• •••••
left Oct 25, 2013, registered Nov 14, 2014 (385 days) · Other
A••••• A•• P••••••• S••••••• to B•• F•••••••• A•••••••
left Mar 12, 2013, registered Sep 23, 2013 (195 days) · Other

Signals

C•••• A• L•••••• left U••• B•••••• I••••••••• I••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2022-04-21)
Mar 2, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 36derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address