RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• C•••••• S••••
- F•••••••• F•••••••• A••••••• independent RIA currentsince Oct 18, 2024 · Grand Rapids, Mi
- C••••• I••••••••• A••••••• L•• BD affiliatedDec 20, 2017 to Oct 24, 2024 · Holland, Mi
- C••••• A••••••• L•• formerOct 3, 2016 to Dec 22, 2017 · Grand Rapids, Mi
- I•••••••• C•••••• A••••••• formerAug 23, 2012 to Oct 3, 2016 · Grand Rapids, Mi
- S•••••••• F••••••••• I••• formerOct 31, 2005 to Aug 24, 2012 · Grand Rapids, Mi
- S••••••••• S••••••••• I••• unclassifiedFeb 8, 2001 to Oct 31, 2005 · Grand Rapids, Mi
- C••••• I••••••••• A••••••• L•• to F•••••••• F•••••••• A•••••••left Oct 24, 2024, registered Oct 18, 2024 (-6 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- C••••• A••••••• L•• to C••••• I••••••••• A••••••• L••left Dec 22, 2017, registered Dec 20, 2017 (-2 days) · Other
- I•••••••• C•••••• A••••••• to C••••• A••••••• L••left Oct 3, 2016, registered Oct 3, 2016 (0 days) · channel change inside one enterprise, not a move · moved with a team
- S•••••••• F••••••••• I••• to I•••••••• C•••••• A•••••••left Aug 24, 2012, registered Aug 23, 2012 (-1 days) · Other
- S••••••••• S••••••••• I••• to S•••••••• F••••••••• I•••left Oct 31, 2005, registered Oct 31, 2005 (0 days) · corporate re-registration, not a move
- T•••• C•••••• S•••• left C••••• I••••••••• A••••••• L•• for F•••••••• F•••••••• A••••••• (registered 2024-10-18)Oct 24, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address