RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• F•••• M•••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Las Vegas, Nv
- A•••••• A••••••• S••••••• formerNov 7, 2022 to Sep 5, 2025 · Las Vegas, Nv
- I••••••••• F•••••••• G••••• L•• BD affiliatedMay 30, 2017 to Nov 8, 2022 · Kirkland, Wa
- P••••••••• S••••••••• C••••••••• i••••••••• wealthOct 7, 2013 to May 31, 2017 · Kirkland, Wa
- V•••••••• F••••••••• L•• formerMay 4, 2005 to Oct 7, 2013 · Kirkland, Wa
- C••••• A••••••• L•• formerJan 1, 2004 to May 27, 2005 · Kirkland, Wa
- V••••• S••••••••• C••••••••• unclassifiedMar 20, 1998 to Jan 1, 2004 · Kirkland, Wa
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- I••••••••• F•••••••• G••••• L•• to A•••••• A••••••• S•••••••left Nov 8, 2022, registered Nov 7, 2022 (-1 days) · Affiliated broker-dealer or bank to another
- P••••••••• S••••••••• C••••••••• to I••••••••• F•••••••• G••••• L••left May 31, 2017, registered May 30, 2017 (-1 days) · Other
- V•••••••• F••••••••• L•• to P••••••••• S••••••••• C•••••••••left Oct 7, 2013, registered Oct 7, 2013 (0 days) · Other
- C••••• A••••••• L•• to V•••••••• F••••••••• L••left May 27, 2005, registered May 4, 2005 (-23 days) · Other
- V••••• S••••••••• C••••••••• to C••••• A••••••• L••left Jan 1, 2004, registered Jan 1, 2004 (0 days) · Other
- T•••••• F•••• M••••• left I••••••••• F•••••••• G••••• L•• for A•••••• A••••••• S••••••• (registered 2022-11-07)Nov 8, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address