DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Andrew M Martone
At current firm
10 y
since May 25, 2016
In the industry
35 y
since Aug 13, 1991 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Beck Bode LLC independent RIA currentsince May 25, 2016 · Dedham, Ma
- Stadion Money Management, LLC independent RIAMar 11, 2013 to Oct 16, 2013 · Watkinsville, Ga
- J.P. Morgan Securities LLC wirehouseOct 1, 2008 to Nov 13, 2009 · Boston, Ma
- J.P. Morgan Securities Inc. unclassifiedDec 5, 2007 to Oct 1, 2008 · Boston, Ma
- J.P. Morgan Investment Management Inc. asset managerJan 12, 2006 to Aug 19, 2008 · New York, Ny
- J.P. Morgan Asset Management unclassifiedJul 7, 2004 to Dec 31, 2005 · Columbus, Oh
Moves
a registration end followed by a registration begin elsewhere
- Stadion Money Management, LLC to Beck Bode LLCleft Oct 16, 2013, registered May 25, 2016 (952 days) · Other
- J.P. Morgan Securities LLC to Stadion Money Management, LLCleft Nov 13, 2009, registered Mar 11, 2013 (1214 days) · Other
- J.P. Morgan Securities Inc. to J.P. Morgan Securities LLCleft Oct 1, 2008, registered Oct 1, 2008 (0 days) · corporate re-registration, not a move
- J.P. Morgan Investment Management Inc. to J.P. Morgan Securities Inc.left Aug 19, 2008, registered Dec 5, 2007 (-258 days) · Other
- J.P. Morgan Asset Management to J.P. Morgan Investment Management Inc.left Dec 31, 2005, registered Jan 12, 2006 (12 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address