RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• H••••••• C••
- W••••••••• C•••••• M••••••••• L•• independent RIA currentsince Jul 20, 2021 · Richmond, Va
- E•••• I••••••••• T••• L•• formerApr 23, 2019 to Jan 6, 2021 · San Diego, Ca
- N••• F•••••••• G••••• I••• formerApr 1, 2010 to Jun 28, 2010 · Glen Allen, Va
- C• W••••• M••••••••• L•• independent RIANov 28, 2006 to Mar 31, 2010 · Schaumburg, Il
- V••• F•••••••• A•••••••• I••• BD affiliatedOct 20, 2003 to Nov 27, 2006 · Richmond, Va
- S••••••••• A•••••• A•••••••• I••• formerApr 12, 2002 to Jul 21, 2003 · Richmond, Va
- E•••• I••••••••• T••• L•• to W••••••••• C•••••• M••••••••• L••left Jan 6, 2021, registered Jul 20, 2021 (195 days) · RIA to RIA
- N••• F•••••••• G••••• I••• to E•••• I••••••••• T••• L••left Jun 28, 2010, registered Apr 23, 2019 (3221 days) · Other
- C• W••••• M••••••••• L•• to N••• F•••••••• G••••• I•••left Mar 31, 2010, registered Apr 1, 2010 (1 days) · Other
- V••• F•••••••• A•••••••• I••• to C• W••••• M••••••••• L••left Nov 27, 2006, registered Nov 28, 2006 (1 days) · Other
- S••••••••• A•••••• A•••••••• I••• to V••• F•••••••• A•••••••• I•••left Jul 21, 2003, registered Oct 20, 2003 (91 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address