DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••••••• M••••••• W•••••••••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedReading, Padual registrantIAPD 2167322

Feed of 09/14/2026

Also filed as Jacqueline M Thompson

At current firm

0 y

since Aug 7, 2026

In the industry

24 y

since Oct 4, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since Aug 7, 2026 · Reading, Pa
L•• F•••••••• L•• BD affiliated
Apr 12, 2021 to Mar 6, 2026 · Fort Mill, Sc
L•••••• I••••••••• independent RIA
Apr 11, 2016 to Nov 2, 2020 · Fort Washington, Pa
N••••••••• S••••••••• L•• no RAUM
Feb 3, 2014 to Apr 14, 2016 · Grandview Heights, Oh
P•• W••••• M••••••••• BD affiliated
Jan 6, 2012 to Jan 27, 2014 · Camp Hill, Pa
L•••••• F•••••••• D••••••••• I••• unclassified
Jun 30, 2008 to Feb 28, 2011 · Radnor, Pa
R•••••• J•••• F•••••••• S•••••••• I••• unclassified
Jun 4, 2008 to Jun 18, 2008 · Lancaster, Pa
C••••• I••••••••• S••••••• L•• former
Nov 2, 2006 to Jun 5, 2008 · Shillington, Pa

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Mar 6, 2026, registered Aug 7, 2026 (154 days) · Affiliated broker-dealer or bank to another
L•••••• I••••••••• to L•• F•••••••• L••
left Nov 2, 2020, registered Apr 12, 2021 (161 days) · Affiliated broker-dealer or bank to another
N••••••••• S••••••••• L•• to L•••••• I•••••••••
left Apr 14, 2016, registered Apr 11, 2016 (-3 days) · Other
P•• W••••• M••••••••• to N••••••••• S••••••••• L••
left Jan 27, 2014, registered Feb 3, 2014 (7 days) · Other
L•••••• F•••••••• D••••••••• I••• to P•• W••••• M•••••••••
left Feb 28, 2011, registered Jan 6, 2012 (312 days) · Other
R•••••• J•••• F•••••••• S•••••••• I••• to L•••••• F•••••••• D••••••••• I•••
left Jun 18, 2008, registered Jun 30, 2008 (12 days) · Other
C••••• I••••••••• S••••••• L•• to R•••••• J•••• F•••••••• S•••••••• I•••
left Jun 5, 2008, registered Jun 4, 2008 (-1 days) · Other

Signals

J••••••••• M••••••• W••••••••• left L•• F•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2026-08-07)
Mar 6, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address