DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

L•••• R•••

E•••••• A••••••• G••••• L••BD affiliatedGreenwood Village, Co dual registrantIAPD 2174821

Feed of 09/15/2026

Also filed as Lorie Michelle Colson

At current firm

0 y

since Aug 20, 2026

In the industry

22 y

since Apr 22, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Aug 20, 2026 · Greenwood Village, Co
S•••••••• A••••••• L•• national BD
Mar 31, 2025 to Jul 6, 2026 · Greenwood Village, Co
F••••••• P••••••• A•• W•••••••• A••••••• former
Oct 11, 2022 to Mar 31, 2025 · Greenwood Village, Co
K•• I••••••••• S••••••• L•• BD affiliated
Jul 10, 2006 to May 20, 2009 · Denver, Co
V•••• F•••••••• A•••••••• I••• BD affiliated
Apr 23, 2004 to Oct 28, 2004 · Lakewood, Co

Moves

a registration end followed by a registration begin elsewhere

S•••••••• A••••••• L•• to E•••••• A••••••• G••••• L••
left Jul 6, 2026, registered Aug 20, 2026 (45 days) · Affiliated broker-dealer or bank to another
F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
K•• I••••••••• S••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left May 20, 2009, registered Oct 11, 2022 (4892 days) · Other
V•••• F•••••••• A•••••••• I••• to K•• I••••••••• S••••••• L••
left Oct 28, 2004, registered Jul 10, 2006 (620 days) · Other

Signals

L•••• R••• left S•••••••• A••••••• L•• for E•••••• A••••••• G••••• L•• (registered 2026-08-20)
Jul 6, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address