DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jonathan Frank Spitalny
Feed of 09/14/2026
Also filed as Jonathan F Spitalny
At current firm
3 y
since Jul 6, 2023
In the industry
34 y
since Feb 3, 1992 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Wells Fargo Advisors wirehouse currentsince Jul 6, 2023 · New York, Ny
- Stephens BD affiliatedMay 31, 2017 to Jul 7, 2023 · New York, Ny
- Morgan Stanley wirehouseJun 1, 2009 to Jun 5, 2017 · New York, Ny
- Morgan Stanley & Co. LLC unclassifiedMar 17, 2008 to Jun 1, 2009 · New York, Ny
- J.P. Morgan Securities LLC wirehouseJun 20, 2002 to Mar 26, 2008 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Stephens to Wells Fargo Advisorsleft Jul 7, 2023, registered Jul 6, 2023 (-1 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- Morgan Stanley to Stephensleft Jun 5, 2017, registered May 31, 2017 (-5 days) · Other
- Morgan Stanley & Co. LLC to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- J.P. Morgan Securities LLC to Morgan Stanley & Co. LLCleft Mar 26, 2008, registered Mar 17, 2008 (-9 days) · Other
Signals
- Jonathan Frank Spitalny left Stephens for Wells Fargo Advisors (registered 2023-07-06)Jul 7, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address