DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Rae Denise Haulk Davis
Feed of 09/14/2026
Also filed as Denise H Davis
At current firm
0 y
since Sep 30, 2025
In the industry
32 y
since Feb 22, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Sound Income Strategies, LLC independent RIA currentsince Sep 30, 2025 · Fort Lauderdale, Fl
- Wmg Financial Advisors, LLC independent RIAMar 23, 2017 to Oct 3, 2025 · Ooltewah, Tn
- Osaic Fs, Inc. formerSep 19, 2016 to Dec 17, 2017 · Ooltewah, Tn
- Truist Advisory Services, Inc. BD affiliatedSep 9, 2016 to Oct 3, 2016 · Chattanooga, Tn
- Suntrust Investment Services, Inc. formerMay 24, 2002 to Sep 20, 2016 · Chattanooga, Tn
Moves
a registration end followed by a registration begin elsewhere
- Wmg Financial Advisors, LLC to Sound Income Strategies, LLCleft Oct 3, 2025, registered Sep 30, 2025 (-3 days) · RIA to RIA · moved with a team
- Osaic Fs, Inc. to Wmg Financial Advisors, LLCleft Dec 17, 2017, registered Mar 23, 2017 (-269 days) · Other · moved with a team
- Truist Advisory Services, Inc. to Osaic Fs, Inc.left Oct 3, 2016, registered Sep 19, 2016 (-14 days) · Other · moved with a team
- Suntrust Investment Services, Inc. to Truist Advisory Services, Inc.left Sep 20, 2016, registered Sep 9, 2016 (-11 days) · Other · moved with a team
Signals
- Rae Denise Haulk Davis left Wmg Financial Advisors, Llc for Sound Income Strategies, Llc (registered 2025-09-30)Oct 3, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address