RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• D••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jan 1, 2026 · Lakewood, Nj
- V••• F•••••••• A•••••••• I••• BD affiliatedApr 13, 2016 to Jun 9, 2021 · Monroe Twp, Nj
- S•••••••• S••••••••• BD affiliatedSep 19, 2012 to Jul 3, 2015 · Toms River, Nj
- L•• F•••••••• L•• BD affiliatedMar 15, 2012 to Sep 19, 2012 · Toms River, Nj
- W•••• F•••• A••••••• wirehouseNov 26, 2010 to Mar 14, 2012 · Haddon Township, Nj
- P•• W••••• M••••••••• BD affiliatedJan 1, 2004 to Dec 8, 2010 · Brick, Nj
- J••••• H•••••••• W••• L••••• L•• formerJun 11, 2003 to Jan 1, 2004 · Spring Lake Heights, Nj
- V••• F•••••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••left Jun 9, 2021, registered Jan 1, 2026 (1667 days) · corporate re-registration, not a move
- S•••••••• S••••••••• to V••• F•••••••• A•••••••• I•••left Jul 3, 2015, registered Apr 13, 2016 (285 days) · Other
- L•• F•••••••• L•• to S•••••••• S•••••••••left Sep 19, 2012, registered Sep 19, 2012 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to L•• F•••••••• L••left Mar 14, 2012, registered Mar 15, 2012 (1 days) · Other
- P•• W••••• M••••••••• to W•••• F•••• A•••••••left Dec 8, 2010, registered Nov 26, 2010 (-12 days) · Other
- J••••• H•••••••• W••• L••••• L•• to P•• W••••• M•••••••••left Jan 1, 2004, registered Jan 1, 2004 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address