RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• A•• D••••
- V••• R••••••••• A•••••••• L•• other currentsince Jul 12, 2023 · Windsor, Ct
- M•••• C••••••• A••••••• S•••••• BD affiliatedAug 31, 2021 to Jan 5, 2023 · Palm Beach Gardens, Fl
- V•••• F•••••••• A•••••••• I••• BD affiliatedMay 21, 2013 to Mar 27, 2014 · Addison, Tx
- V••• F•••••••• A•••••••• I••• BD affiliatedJan 3, 2011 to Apr 25, 2013 · Dallas, Tx
- V••• F•••••••• P•••••••• L•• formerJun 2, 2010 to Jan 3, 2011 · Addison, Tx
- M•••• C••••••• A••••••• S•••••• to V••• R••••••••• A•••••••• L••left Jan 5, 2023, registered Jul 12, 2023 (188 days) · Other
- V•••• F•••••••• A•••••••• I••• to M•••• C••••••• A••••••• S••••••left Mar 27, 2014, registered Aug 31, 2021 (2714 days) · Other
- V••• F•••••••• A•••••••• I••• to V•••• F•••••••• A•••••••• I•••left Apr 25, 2013, registered May 21, 2013 (26 days) · Other
- V••• F•••••••• P•••••••• L•• to V••• F•••••••• A•••••••• I•••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- C•••• A•• D•••• left M•••• C••••••• A••••••• S•••••• for V••• R••••••••• A•••••••• L•• (registered 2023-07-12)Jan 5, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address