DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T•••• L•• W•••••

M•• I•••••••• S•••••••• L••BD affiliatedCollege Park, Ga dual registrantIAPD 2223230

Feed of 09/15/2026

Also filed as Tonya Lashon Lee

At current firm

0 y

since Mar 3, 2026

In the industry

34 y

since Apr 9, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•• I•••••••• S•••••••• L•• BD affiliated current
since Mar 3, 2026 · Alpharetta, Ga
J••• M••••• S••••••••• L•• wirehouse
Feb 23, 2023 to Jun 5, 2025 · Atlanta, Ga
O•••• W•••••• I••• BD affiliated
Apr 16, 2018 to Apr 8, 2021 · Scottsdale, Az
W••••••• F•••••••• S•••••••• I••• former
Apr 16, 2018 to Apr 8, 2021 · Oakdale, Mn
F•• S••••••••• C••••••••• former
Apr 16, 2018 to Dec 9, 2022 · Atlanta, Ga
S•••••••• F••••••••• I••• former
Apr 16, 2018 to Apr 8, 2021 · Scottsdale, Az
T••••• A••••••• S•••••••• I••• BD affiliated
Sep 9, 2016 to Mar 2, 2018 · Holly Springs, Ga
S••••••• I••••••••• S•••••••• I••• former
Jul 31, 2012 to Dec 31, 2016 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••
left Jun 5, 2025, registered Mar 3, 2026 (271 days) · Wirehouse to affiliated broker-dealer or bank
F•• S••••••••• C••••••••• to J••• M••••• S••••••••• L••
left Dec 9, 2022, registered Feb 23, 2023 (76 days) · Affiliated broker-dealer or bank to wirehouse
O•••• W•••••• I••• to S•••••••• F••••••••• I•••
left Apr 8, 2021, registered Apr 16, 2018 (-1088 days) · channel change inside one enterprise, not a move
W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••
left Apr 8, 2021, registered Apr 16, 2018 (-1088 days) · channel change inside one enterprise, not a move
S•••••••• F••••••••• I••• to F•• S••••••••• C•••••••••
left Apr 8, 2021, registered Apr 16, 2018 (-1088 days) · channel change inside one enterprise, not a move
T••••• A••••••• S•••••••• I••• to W••••••• F•••••••• S•••••••• I•••
left Mar 2, 2018, registered Apr 16, 2018 (45 days) · Other
S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••
left Dec 31, 2016, registered Sep 9, 2016 (-113 days) · corporate re-registration, not a move

Signals

T•••• L•• W••••• left J••• M••••• S••••••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2026-03-03)
Jun 5, 2025 · Advisor changed firm · fact
T•••• L•• W••••• left F•• S••••••••• C••••••••• for J••• M••••• S••••••••• L•• (registered 2023-02-23)
Dec 9, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address