DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

John Perry

J.P. Morgan Securities LLCwirehouseLos Angeles, Ca dual registrantIAPD 2251980

Feed of 09/15/2026

Also filed as John L Perry

At current firm

0 y

since Dec 9, 2025

In the industry

34 y

since Sep 10, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J.P. Morgan Securities LLC wirehouse current
since Dec 9, 2025 · Los Angeles, Ca
Steelpeak Wealth, LLC independent RIA
Mar 5, 2024 to Nov 4, 2025 · Los Angeles, Ca
RBC Capital Markets, LLC national BD
Oct 1, 2018 to Mar 15, 2024 · West Palm Beach, Fl
Wells Fargo Advisors wirehouse
Sep 14, 2015 to Oct 9, 2018 · Boca Raton, Fl
Morgan Stanley wirehouse
Jun 5, 2009 to Sep 22, 2015 · Boca Raton, Fl
Morgan Stanley & Co. LLC unclassified
Mar 13, 2008 to Jun 11, 2009 · Boca Raton, Fl
Citigroup Global Markets Inc. BD affiliated
Jul 21, 2006 to Apr 10, 2008 · Boca Raton, Fl
Raymond James Financial Services, Inc. unclassified
May 17, 2004 to Jul 7, 2006 · Boca Raton, Fl
Smh Capital Advisors LLC institutional
May 26, 2003 to May 4, 2004 · Cedar Knolls, Nj

Moves

a registration end followed by a registration begin elsewhere

Steelpeak Wealth, LLC to J.P. Morgan Securities LLC
left Nov 4, 2025, registered Dec 9, 2025 (35 days) · RIA to wirehouse
RBC Capital Markets, LLC to Steelpeak Wealth, LLC
left Mar 15, 2024, registered Mar 5, 2024 (-10 days) · Affiliated broker-dealer or bank to independent RIA
Wells Fargo Advisors to RBC Capital Markets, LLC
left Oct 9, 2018, registered Oct 1, 2018 (-8 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Morgan Stanley to Wells Fargo Advisors
left Sep 22, 2015, registered Sep 14, 2015 (-8 days) · Wirehouse to wirehouse · moved with a team
Morgan Stanley & Co. LLC to Morgan Stanley
left Jun 11, 2009, registered Jun 5, 2009 (-6 days) · corporate re-registration, not a move
Citigroup Global Markets Inc. to Morgan Stanley & Co. LLC
left Apr 10, 2008, registered Mar 13, 2008 (-28 days) · Other
Raymond James Financial Services, Inc. to Citigroup Global Markets Inc.
left Jul 7, 2006, registered Jul 21, 2006 (14 days) · Other
Smh Capital Advisors LLC to Raymond James Financial Services, Inc.
left May 4, 2004, registered May 17, 2004 (13 days) · Other

Signals

John Perry left Steelpeak Wealth, Llc for J.P. Morgan Securities Llc (registered 2025-12-09)
Nov 4, 2025 · Advisor changed firm · fact
John Perry left Rbc Capital Markets, Llc for Steelpeak Wealth, Llc (registered 2024-03-05)
Mar 15, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address