DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

T•••• B••••• W••••• A•••••••

Independent wealth managerLos Altos, CaliforniaCRD 150460SEC 801-70332websiteIAPD
Legal name T•••• B••••• W••••• A•••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Jan 18, 2012 · 37 filings
SEC status approved since Jul 9, 2009
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$1.0B individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$523M
derived; firm RAUM over IAPD count
Employees
10
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$1.0B as of Mar 30, 2026
Jan 18, 2012$280M then
HNW client RAUM$1.0B as of Mar 30, 2026
Mar 2, 2018$448M then
State-registered IARs (5.B.3)2 as of Mar 30, 2026
Jan 18, 20120 then
Employees (5.A)10 as of Mar 30, 2026
Jan 23, 20135 then
Private funds: no history
RAUM +28% over the last fiscal year+8.7% a year over threeIARs 3 to 2
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
  • UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
RAUM per advisor
$523MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
36derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$17.0MderivedHNW RAUM over HNW clients
Average account
$1.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
5.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+28%derivedbetween the last two annual amendments
Advisor growth, one year
-33%derivedItem 5.B.3 between annual amendments
Client growth, one year
+0.0%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Custody
$219M, 17 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$1.0B99%
  • Individuals$6.2M0.6%
Individual clients
10reported
HNW clients
61reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
605reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$219M for 17 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
B•••• B••••• S••••••Los Altos, CaJan 1, 202523 y4
E••• T••••• T••••••Los Altos, CaNov 3, 202530 y4
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Joined, latest
Teams: two or more advisors moving together within fourteen days, from one state
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • B•••••••• C••••••• A•• · Chief Compliance Officercontrol
      since 10/2025 · owns less than 5%
    • S••••••• B••••• B••••• · Managing Membercontrol
      since 08/2009 · owns 25% to 50%
    • T••••••• E•••• T••••• · Managing Member/Chief Investment Officercontrol
      since 08/2009 · owns 50% to 75%
    • T••••••• M••••••••• A••••• · Chief Compliance Officer
      since 02/2023 · owns less than 5%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Los Altos, Ca · principal210
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    ADV anomalies
    1 against comparable advisers; where to look, not conclusions
    • control person changedChange between filings · filing Mar 30, 2026
      B•••••••• C••••••• A•• (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2023-02-22 and 2026-03-30
      peers: independent wealth managers, $1B to $5B (1,362)
    What changed
    consecutive filings, newest first
    • Accounts · 561 to 605
      Oct 30, 2025 to Mar 30, 2026
    • HNW clients · 28 to 61
      Oct 30, 2025 to Mar 30, 2026
    • Individual clients · 43 to 10
      Oct 30, 2025 to Mar 30, 2026
    • Assets in custody · $440M to $219M
      Oct 30, 2025 to Mar 30, 2026
    • Employees · 9 to 10
      Oct 30, 2025 to Mar 30, 2026
    • State-registered IARs · 3 to 2
      Oct 30, 2025 to Mar 30, 2026
    • Discretionary RAUM · $818M to $1.0B
      Oct 30, 2025 to Mar 30, 2026
    • HNW RAUM · $724M to $1.0B
      Oct 30, 2025 to Mar 30, 2026
    • Individual RAUM · $93.8M to $6.2M
      Oct 30, 2025 to Mar 30, 2026
    • RAUM · $818M to $1.0B
      Oct 30, 2025 to Mar 30, 2026
    • Financial planning clients · 0 to 0
      Mar 26, 2025 to Oct 30, 2025
    • Accounts · 589 to 561
      Oct 24, 2024 to Mar 26, 2025
    • HNW clients · 29 to 28
      Oct 24, 2024 to Mar 26, 2025
    • Individual clients · 45 to 43
      Oct 24, 2024 to Mar 26, 2025
    • Assets in custody · $369M to $440M
      Oct 24, 2024 to Mar 26, 2025
    • Insurance-licensed employees · 2 to 0
      Oct 24, 2024 to Mar 26, 2025
    • Financial planning clients · 26-50 to 0
      Oct 24, 2024 to Mar 26, 2025
    • Discretionary RAUM · $756M to $818M
      Oct 24, 2024 to Mar 26, 2025
    • HNW RAUM · $667M to $724M
      Oct 24, 2024 to Mar 26, 2025
    • Individual RAUM · $89.4M to $93.8M
      Oct 24, 2024 to Mar 26, 2025
    • RAUM · $756M to $818M
      Oct 24, 2024 to Mar 26, 2025
    • HQ city · PORTOLA VALLEY to LOS ALTOS
      Mar 18, 2024 to Aug 2, 2024
    • Accounts · 559 to 589
      Feb 20, 2024 to Mar 18, 2024
    • HNW clients · 26 to 29
      Feb 20, 2024 to Mar 18, 2024
    • Individual clients · 47 to 45
      Feb 20, 2024 to Mar 18, 2024
    • Assets in custody · $214M to $369M
      Feb 20, 2024 to Mar 18, 2024
    • Employees · 8 to 9
      Feb 20, 2024 to Mar 18, 2024
    • Insurance-licensed employees · 0 to 2
      Feb 20, 2024 to Mar 18, 2024
    • State-registered IARs · 2 to 3
      Feb 20, 2024 to Mar 18, 2024
    • Discretionary RAUM · $814M to $756M
      Feb 20, 2024 to Mar 18, 2024
    • HNW RAUM · $728M to $667M
      Feb 20, 2024 to Mar 18, 2024
    • Individual RAUM · $86.3M to $89.4M
      Feb 20, 2024 to Mar 18, 2024
    • RAUM · $814M to $756M
      Feb 20, 2024 to Mar 18, 2024
    • State-registered IARs · 0 to 2
      Mar 29, 2023 to Dec 22, 2023
    • Accounts · 566 to 559
      Feb 22, 2023 to Mar 29, 2023
    • HNW clients · 23 to 26
      Feb 22, 2023 to Mar 29, 2023
    • Individual clients · 49 to 47
      Feb 22, 2023 to Mar 29, 2023
    • Assets in custody · $409M to $214M
      Feb 22, 2023 to Mar 29, 2023
    • Discretionary RAUM · $778M to $814M
      Feb 22, 2023 to Mar 29, 2023
    • HNW RAUM · $681M to $728M
      Feb 22, 2023 to Mar 29, 2023
    Signals
    4 dated events
    • T•••• B••••• W••••• A••••••• reported RAUM $1.0B, up 28% from $817.8M (2025-10-30 to 2026-03-30)
      Mar 30, 2026 · RAUM change · derived
    • F•••••••• J••• M•••••• left T•••• B••••• W••••• A••••••• for P••••••• A•••••••• L•• (registered 2020-09-01)
      Jun 8, 2022 · Advisor changed firm · fact
    • T•••• B••••• W••••• A••••••• reported RAUM $778.3M, up 42% from $548.3M (2021-03-31 to 2022-03-31)
      Mar 31, 2022 · RAUM change · derived
    • John Frederick Molfino (Managing Member) no longer on Schedule A of T•••• B••••• W••••• A••••••• (listed 2020-06-23, absent 2020-10-02)
      Oct 2, 2020 · Control person left · inference
    Across DFX
    shared identifiers only, never a name match
    How to reach
    public business contact points only, each with its source
    Business email
    i•••@t•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
    Business phone
    650-433-3500reportedpublished by the firm, firm site, Sep 16, 2026
    Firm profile
    linkedin.com/company/three-bridge-wealth-advisors-llc/?viewAreportedpublic record, Form ADV, Sep 18, 2026
    Website
    T••••B•••••WA.COMreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    650-433-3500reportedpublic record, Form ADV, Mar 30, 2026
    Contact form
    t•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $523Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026