RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• K•••• M••••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jul 2, 2025 · Menlo Park, Ca
- B••••••• W••••• A••••••• formerApr 14, 2017 to Oct 3, 2025 · Southlake, Tx
- B•••••••• R••••• • F••••••• formerMay 25, 2016 to Apr 5, 2017 · Menlo Park, Ca
- B•••••••• R••••• • F•••••••• I••• independent RIAFeb 23, 2015 to May 2, 2016 · Chicago, Il
- S••••••••• A•••• M••••••••• G•••• L•• independent RIAMay 24, 2013 to Jun 26, 2014 · Los Angeles, Ca
- E•••• • Y•••• I••••••••• A••••••• L•• no RAUMFeb 24, 2003 to Oct 20, 2005 · Boston, Ma
- E•••••••• A•••••••• L•• national BDSep 29, 1998 to Jan 17, 2003 · Overland Park, Ks
- B••••••• W••••• A••••••• to F•••• P••••••• W•••••• L••left Oct 3, 2025, registered Jul 2, 2025 (-93 days) · channel change inside one enterprise, not a move
- B•••••••• R••••• • F••••••• to B••••••• W••••• A•••••••left Apr 5, 2017, registered Apr 14, 2017 (9 days) · Other · moved with a team
- B•••••••• R••••• • F•••••••• I••• to B•••••••• R••••• • F•••••••left May 2, 2016, registered May 25, 2016 (23 days) · channel change inside one enterprise, not a move
- S••••••••• A•••• M••••••••• G•••• L•• to B•••••••• R••••• • F•••••••• I•••left Jun 26, 2014, registered Feb 23, 2015 (242 days) · Other
- E•••• • Y•••• I••••••••• A••••••• L•• to S••••••••• A•••• M••••••••• G•••• L••left Oct 20, 2005, registered May 24, 2013 (2773 days) · Other
- E•••••••• A•••••••• L•• to E•••• • Y•••• I••••••••• A••••••• L••left Jan 17, 2003, registered Feb 24, 2003 (38 days) · Affiliated broker-dealer or bank to a newly registered adviser
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address