RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• M• R•••••••••
- R•••••• J•••• • A••••••••• I••• national BD currentsince Oct 15, 2025 · St. Petersburg, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Oct 15, 2025 · Saint Petersburg, Fl
- J••• M••••• S••••••••• L•• wirehouseJan 19, 2022 to Dec 17, 2024 · Plano, Tx
- M••••• S•••••• wirehouseApr 20, 2017 to Aug 24, 2021 · Dallas, Tx
- 1•• G••••• A••••••• I•• formerJul 21, 2014 to Sep 29, 2016 · Dallas, Tx
- W•••• F•••• A••••••• wirehouseOct 23, 2013 to Apr 24, 2014 · Indianapolis, In
- W•••• F•••• A••••••• wirehouseNov 14, 2012 to Aug 27, 2013 · Indianapolis, In
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Oct 29, 2012 · Plano, Tx
- P••••••••• E••••• G••••• L•• unclassifiedJun 10, 1998 to Jul 1, 2003 · Plano, Tx
- J••• M••••• S••••••••• L•• to R•••••• J•••• • A••••••••• I•••left Dec 17, 2024, registered Oct 15, 2025 (302 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• to J••• M••••• S••••••••• L••left Aug 24, 2021, registered Jan 19, 2022 (148 days) · Wirehouse to wirehouse
- 1•• G••••• A••••••• I•• to M••••• S••••••left Sep 29, 2016, registered Apr 20, 2017 (203 days) · Other
- W•••• F•••• A••••••• to 1•• G••••• A••••••• I••left Apr 24, 2014, registered Jul 21, 2014 (88 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
- R•••••• M• R••••••••• left J••• M••••• S••••••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2025-10-15)Dec 17, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address