DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• B•••• O•••••••••

C••••••••• F•••••••• N••••••national BDMansfield, Oh IA-onlyIAPD 2312373

Feed of 09/14/2026

Also filed as J••• B O•••••••••

At current firm

9 y

since May 2, 2017

In the industry

28 y

since Feb 26, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• F•••••••• N•••••• national BD current
since May 2, 2017 · Fort Myers, Fl
E••••••• C•••••• A•••••••• L•• independent RIA
Jan 17, 2026 to Apr 16, 2026 · Aurora, Oh
W•••• F•••• A••••••• wirehouse
Oct 9, 2012 to May 2, 2017 · Mansfield, Oh
M••••• S•••••• wirehouse
Jun 1, 2009 to Oct 24, 2012 · Dublin, Oh
M••••• S•••••• • C•• L•• unclassified
Sep 15, 2008 to Jun 1, 2009 · Dublin, Oh
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 27, 2000 to Sep 15, 2008 · Mansfield, Oh

Moves

a registration end followed by a registration begin elsewhere

E••••••• C•••••• A•••••••• L•• to no registered destination
left Apr 16, 2026 · Departure, no registered destination
W•••• F•••• A••••••• to C••••••••• F•••••••• N••••••
left May 2, 2017, registered May 2, 2017 (0 days) · Wirehouse to affiliated broker-dealer or bank
M••••• S•••••• to W•••• F•••• A•••••••
left Oct 24, 2012, registered Oct 9, 2012 (-15 days) · Wirehouse to wirehouse
M••••• S•••••• • C•• L•• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S•••••• • C•• L••
left Sep 15, 2008, registered Sep 15, 2008 (0 days) · Other

Signals

J••• B•••• O••••••••• no longer registered at E••••••• C•••••• A•••••••• L••; no later IA registration on IAPD
Apr 16, 2026 · Advisor departure · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address