DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G•••••• H•••••

E•••••• A••••••• G••••• L••BD affiliatedGreenwood Village, Co dual registrantIAPD 2321282

Feed of 09/15/2026

Also filed as Greg Hodges

At current firm

2 y

since Jun 7, 2024

In the industry

33 y

since Apr 8, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Jun 7, 2024 · Washington, Ut
V•••• F•••••••• A•••••••• I••• BD affiliated
Apr 18, 2023 to May 21, 2024 · Houston, Tx
A••••• F•••••••• A•••••••• L•• independent RIA
Mar 26, 2021 to May 1, 2023 · Charlotte, Nc
N•••••• G•••• C••••••••• L•• institutional
Sep 4, 2018 to Sep 9, 2019 · Centerville, Ut
M•••••• • N••••• A•••••••• L•• mixed wealth
Mar 30, 2015 to Dec 13, 2016 · Centerville, Ut
N•• Y••• L••• I••••••••• M••••••••• L•• asset manager
Dec 8, 2004 to Jan 17, 2006 · Parsippany, Nj

Moves

a registration end followed by a registration begin elsewhere

V•••• F•••••••• A•••••••• I••• to E•••••• A••••••• G••••• L••
left May 21, 2024, registered Jun 7, 2024 (17 days) · Affiliated broker-dealer or bank to another
A••••• F•••••••• A•••••••• L•• to V•••• F•••••••• A•••••••• I•••
left May 1, 2023, registered Apr 18, 2023 (-13 days) · RIA to affiliated broker-dealer or bank
N•••••• G•••• C••••••••• L•• to A••••• F•••••••• A•••••••• L••
left Sep 9, 2019, registered Mar 26, 2021 (564 days) · Other
M•••••• • N••••• A•••••••• L•• to N•••••• G•••• C••••••••• L••
left Dec 13, 2016, registered Sep 4, 2018 (630 days) · Other
N•• Y••• L••• I••••••••• M••••••••• L•• to M•••••• • N••••• A•••••••• L••
left Jan 17, 2006, registered Mar 30, 2015 (3359 days) · Other

Signals

G•••••• H••••• left V•••• F•••••••• A•••••••• I••• for E•••••• A••••••• G••••• L•• (registered 2024-06-07)
May 21, 2024 · Advisor changed firm · fact
G•••••• H••••• left A••••• F•••••••• A•••••••• L•• for V•••• F•••••••• A•••••••• I••• (registered 2023-04-18)
May 1, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address