DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••••• J•••••• P•••••

F•••• C••••••• A•••• M••••••••• I••BD affiliatedDecatur, Ga dual registrantIAPD 2337261

Feed of 09/15/2026

Also filed as E••••• J•••••• Blount

At current firm

3 y

since Aug 16, 2023

In the industry

32 y

since Feb 3, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•• W••••• independent RIA current
since Aug 7, 2025 · Boston, Ma
F•••• C••••••• A•••• M••••••••• I•• BD affiliated current
since Aug 7, 2025 · Raleigh, Nc
F•••• C••••••• I••••••• S•••••••• I••• BD affiliated current
since Aug 16, 2023 · Raleigh, Nc
M•• C•••••• A••••••• L•• independent RIA
Dec 14, 2018 to Feb 2, 2023 · Scottsdale, Az
E•••••• F•••••••• A••••••• L•• unclassified
Nov 13, 2007 to Aug 25, 2009 · Fairfax, Va
E•••••• F•••••••• S•••••••• L•• former
May 30, 2007 to Jan 27, 2017 · Fairfax, Va
S••••••• I••••••••• S•••••••• I••• former
Apr 25, 1996 to Apr 16, 2007 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

M•• C•••••• A••••••• L•• to F•••• C••••••• I••••••• S•••••••• I•••
left Feb 2, 2023, registered Aug 16, 2023 (195 days) · RIA to affiliated broker-dealer or bank
E•••••• F•••••••• S•••••••• L•• to E•••••• F•••••••• A••••••• L••
left Jan 27, 2017, registered Nov 13, 2007 (-3363 days) · Other
E•••••• F•••••••• A••••••• L•• to M•• C•••••• A••••••• L••
left Aug 25, 2009, registered Dec 14, 2018 (3398 days) · Other
S••••••• I••••••••• S•••••••• I••• to E•••••• F•••••••• S•••••••• L••
left Apr 16, 2007, registered May 30, 2007 (44 days) · Other

Signals

E••••• J•••••• P••••• left M•• C•••••• A••••••• L•• for F•••• C••••••• I••••••• S•••••••• I••• (registered 2023-08-16)
Feb 2, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address