DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••••• J•••• G••

C••••••• P•••••••• I•••independent RIAPompano Beach, Fl dual registrantIAPD 2350424

Feed of 09/14/2026

Also filed as Rick Gow

At current firm

3 y

since Sep 21, 2022

In the industry

19 y

since May 1, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• P•••••••• I••• independent RIA current
since Sep 21, 2022 · New York, Ny
D•••••• L••• S••••• L•• former
Mar 1, 2021 to Apr 12, 2024 · Rome, Ga
C••••••• A••••••• N••••••• L•• independent RIA
Aug 26, 2019 to Sep 30, 2022 · Pompano Beach, Fl
F••••• W••••• W••••• M••••••••• L•• independent RIA
Jun 3, 2019 to Mar 1, 2021 · Canton, Ct
X•• F•••••••• G•••• independent RIA
Feb 1, 2019 to May 17, 2019 · Pompano Beach, Fl
L•••• M•• • A••••••••• L•• former
Mar 19, 2010 to Feb 1, 2019 · Fairfax, Va
M••••• S•••••• wirehouse
Jun 1, 2009 to Mar 25, 2010 · Reston, Va
M••••• S•••••• • C•• L•• unclassified
May 3, 2007 to Jun 1, 2009 · Reston, Va

Moves

a registration end followed by a registration begin elsewhere

D•••••• L••• S••••• L•• to C••••••• P•••••••• I•••
left Apr 12, 2024, registered Sep 21, 2022 (-569 days) · RIA to RIA
C••••••• A••••••• N••••••• L•• to D•••••• L••• S••••• L••
left Sep 30, 2022, registered Mar 1, 2021 (-578 days) · RIA to RIA
F••••• W••••• W••••• M••••••••• L•• to C••••••• A••••••• N••••••• L••
left Mar 1, 2021, registered Aug 26, 2019 (-553 days) · RIA to RIA
X•• F•••••••• G•••• to F••••• W••••• W••••• M••••••••• L••
left May 17, 2019, registered Jun 3, 2019 (17 days) · RIA to RIA
L•••• M•• • A••••••••• L•• to X•• F•••••••• G••••
left Feb 1, 2019, registered Feb 1, 2019 (0 days) · RIA to RIA · moved with a team
M••••• S•••••• to L•••• M•• • A••••••••• L••
left Mar 25, 2010, registered Mar 19, 2010 (-6 days) · Other
M••••• S•••••• • C•• L•• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

R•••••• J•••• G•• left D•••••• L••• S••••• L•• for C••••••• P•••••••• I••• (registered 2022-09-21)
Apr 12, 2024 · Advisor changed firm · fact
R•••••• J•••• G•• left C••••••• A••••••• N••••••• L•• for D•••••• L••• S••••• L•• (registered 2021-03-01)
Sep 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address