DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joseph Randall Wesley
Feed of 09/14/2026
Also filed as Joseph R Wesley
At current firm
3 y
since Dec 13, 2022
In the industry
33 y
since May 6, 1993 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Ameriprise Financial Services, LLC national BD currentsince Dec 13, 2022 · Richmond, In
- Thurston Springer Advisors BD affiliatedAug 25, 2020 to Dec 14, 2022 · Indianapolis, In
- Thurston Springer Financial formerAug 25, 2018 to Jul 6, 2021 · Indianapolis, In
- Sanctuary Advisors, LLC BD affiliatedAug 11, 2015 to Aug 24, 2018 · Chicago, Il
- David A. Noyes & Company formerFeb 20, 2014 to Aug 11, 2015 · Richmond, In
- Wells Fargo Advisors wirehouseMar 11, 2011 to Feb 24, 2014 · Richmond, In
- Wells Fargo Advisors wirehouseJan 1, 2008 to Mar 11, 2011 · Richmond, In
- A. G. Edwards & Sons, Inc. unclassifiedSep 16, 2005 to Jan 1, 2008 · Richmond, In
Moves
a registration end followed by a registration begin elsewhere
- Thurston Springer Advisors to Ameriprise Financial Services, LLCleft Dec 14, 2022, registered Dec 13, 2022 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- Thurston Springer Financial to Thurston Springer Advisorsleft Jul 6, 2021, registered Aug 25, 2020 (-315 days) · Affiliated broker-dealer or bank to another · moved with a team
- Sanctuary Advisors, LLC to Thurston Springer Financialleft Aug 24, 2018, registered Aug 25, 2018 (1 days) · Other · moved with a team
- David A. Noyes & Company to Sanctuary Advisors, LLCleft Aug 11, 2015, registered Aug 11, 2015 (0 days) · Other · moved with a team
- Wells Fargo Advisors to David A. Noyes & Companyleft Feb 24, 2014, registered Feb 20, 2014 (-4 days) · Other
- Wells Fargo Advisors to Wells Fargo Advisorsleft Mar 11, 2011, registered Mar 11, 2011 (0 days) · channel change inside one enterprise, not a move
- A. G. Edwards & Sons, Inc. to Wells Fargo Advisorsleft Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
- Joseph Randall Wesley left Thurston Springer Advisors for Ameriprise Financial Services, Llc (registered 2022-12-13)Dec 14, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address