DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Gordon Pealock
Feed of 09/15/2026
Also filed as Gordon Pealock
At current firm
0 y
since Nov 13, 2025
In the industry
32 y
since Sep 21, 1993 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Wells Fargo Advisors wirehouse currentsince Nov 13, 2025 · Philadelphia, Pa
- Key Investment Services LLC BD affiliatedJan 4, 2023 to Nov 14, 2025 · Frazer, Pa
- Santander Securities BD affiliatedDec 19, 2017 to Jan 3, 2023 · Wyomissing, Pa
- Kistler-Tiffany Advisors formerJan 14, 2013 to Dec 13, 2017 · Berwyn, Pa
- Edward Jones national BDFeb 7, 2011 to Jan 10, 2013 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Key Investment Services LLC to Wells Fargo Advisorsleft Nov 14, 2025, registered Nov 13, 2025 (-1 days) · Affiliated broker-dealer or bank to wirehouse
- Santander Securities to Key Investment Services LLCleft Jan 3, 2023, registered Jan 4, 2023 (1 days) · Affiliated broker-dealer or bank to another
- Kistler-Tiffany Advisors to Santander Securitiesleft Dec 13, 2017, registered Dec 19, 2017 (6 days) · Other
- Edward Jones to Kistler-Tiffany Advisorsleft Jan 10, 2013, registered Jan 14, 2013 (4 days) · Other
Signals
- Gordon Pealock left Key Investment Services Llc for Wells Fargo Advisors (registered 2025-11-13)Nov 14, 2025 · Advisor changed firm · fact
- Gordon Pealock left Santander Securities for Key Investment Services Llc (registered 2023-01-04)Jan 3, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address