DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ernest Paul Carrera
Feed of 09/14/2026
Also filed as Ernie Carrera
At current firm
0 y
since Feb 3, 2026
In the industry
29 y
since Apr 22, 1997 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Iht Wealth Management LLC BD affiliated currentsince Feb 3, 2026 · Tampa, Fl
- Wealthcare Advisory Partners LLC BD affiliatedMay 17, 2019 to Feb 4, 2020 · Tampa, Fl
- Independent Financial Partners BD affiliatedMar 8, 2016 to May 2, 2019 · Tampa, Fl
- Jhs Capital Advisors, LLC formerNov 30, 2009 to Jul 10, 2015 · Tampa, Fl
- Colonial Asset Management Inc unclassifiedJul 22, 2003 to Oct 15, 2009 · Tampa, Fl
- Prudential Equity Group, LLC unclassifiedApr 22, 1997 to Jul 26, 2002 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- Wealthcare Advisory Partners LLC to Iht Wealth Management LLCleft Feb 4, 2020, registered Feb 3, 2026 (2191 days) · RIA to affiliated broker-dealer or bank
- Independent Financial Partners to Wealthcare Advisory Partners LLCleft May 2, 2019, registered May 17, 2019 (15 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Jhs Capital Advisors, LLC to Independent Financial Partnersleft Jul 10, 2015, registered Mar 8, 2016 (242 days) · Other
- Colonial Asset Management Inc to Jhs Capital Advisors, LLCleft Oct 15, 2009, registered Nov 30, 2009 (46 days) · Other
- Prudential Equity Group, LLC to Colonial Asset Management Incleft Jul 26, 2002, registered Jul 22, 2003 (361 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address