DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E•••••••• A•• F••••••

N••••••••• I••••••••• A•••••••• L••BD affiliatedColumbus, Ohdual registrantIAPD 2425991

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Elizabeth Folland Redpath

At current firm

3 y

since May 12, 2023

In the industry

32 y

since Dec 13, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N••••••••• I••••••••• A•••••••• L•• BD affiliated current
since May 12, 2023 · Columbus, Oh
N••••••••• S••••••••• L•• no RAUM
Oct 13, 2020 to Jun 20, 2023 · Grandview Heights, Oh
N••••••••• I••••••••• A•••••••• L•• BD affiliated
Jun 14, 2018 to Sep 18, 2020 · Columbus, Oh
J••• M••••• S••••••••• L•• wirehouse
Dec 13, 2016 to Jun 12, 2018 · Columbus, Oh
S••• I••••••••• C•••••• independent RIA
Jan 14, 2010 to Jul 25, 2016 · San Antonio, Tx
A••••••• A•••• M••••••••• I••• mixed wealth
Sep 12, 2009 to Jan 14, 2010 · Boerne, Tx
J••• M••••• I••••••••• M••••••••• I••• asset manager
Jan 3, 2006 to Oct 8, 2009 · New York, Ny
J••• M••••• A•••• M••••••••• unclassified
May 21, 2004 to Dec 31, 2005 · Columbus, Oh

Moves

a registration end followed by a registration begin elsewhere

N••••••••• S••••••••• L•• to N••••••••• I••••••••• A•••••••• L••
left Jun 20, 2023, registered May 12, 2023 (-39 days) · Other
N••••••••• I••••••••• A•••••••• L•• to N••••••••• S••••••••• L••
left Sep 18, 2020, registered Oct 13, 2020 (25 days) · Other
J••• M••••• S••••••••• L•• to N••••••••• I••••••••• A•••••••• L••
left Jun 12, 2018, registered Jun 14, 2018 (2 days) · Wirehouse to affiliated broker-dealer or bank
S••• I••••••••• C•••••• to J••• M••••• S••••••••• L••
left Jul 25, 2016, registered Dec 13, 2016 (141 days) · Other
A••••••• A•••• M••••••••• I••• to S••• I••••••••• C••••••
left Jan 14, 2010, registered Jan 14, 2010 (0 days) · Other
J••• M••••• I••••••••• M••••••••• I••• to A••••••• A•••• M••••••••• I•••
left Oct 8, 2009, registered Sep 12, 2009 (-26 days) · Other
J••• M••••• A•••• M••••••••• to J••• M••••• I••••••••• M••••••••• I•••
left Dec 31, 2005, registered Jan 3, 2006 (3 days) · Other

Signals

E•••••••• A•• F•••••• left N••••••••• S••••••••• L•• for N••••••••• I••••••••• A•••••••• L•• (registered 2023-05-12)
Jun 20, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address