DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•• L•• H••••••• P•••••

A••••• A•• P••••••• S•••••••BD affiliatedCharlotte, Nc IA-onlyIAPD 2453222

Feed of 09/14/2026

Also filed as Amy Lue Rigdon

At current firm

0 y

since Jun 18, 2026

In the industry

31 y

since Dec 8, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••• A•• P••••••• S••••••• BD affiliated current
since Jun 18, 2026 · Charlotte, Nc
M••••• G••••• A••••••• I••• independent RIA
Mar 1, 2024 to May 6, 2025 · Denver, Co
L•• F•••••••• L•• BD affiliated
Mar 15, 2021 to Feb 16, 2024 · Atlanta, Ga
F•••••••• R••••••• M••••••••• I••• former
Apr 16, 2020 to Feb 23, 2021 · Memphis, Tn
P••• A••••• S••••••••• L•• BD affiliated
Jul 11, 2018 to Nov 4, 2019 · Memphis, Tn
W•••• F•••• A••••••• wirehouse
Dec 4, 2009 to Jan 5, 2010 · Mclean, Va
S••••••• I••••••••• S•••••••• I••• former
Aug 3, 2005 to Nov 12, 2007 · Arlington, Tn

Moves

a registration end followed by a registration begin elsewhere

M••••• G••••• A••••••• I••• to A••••• A•• P••••••• S•••••••
left May 6, 2025, registered Jun 18, 2026 (408 days) · RIA to affiliated broker-dealer or bank
L•• F•••••••• L•• to M••••• G••••• A••••••• I•••
left Feb 16, 2024, registered Mar 1, 2024 (14 days) · Affiliated broker-dealer or bank to independent RIA
F•••••••• R••••••• M••••••••• I••• to L•• F•••••••• L••
left Feb 23, 2021, registered Mar 15, 2021 (20 days) · Other
P••• A••••• S••••••••• L•• to F•••••••• R••••••• M••••••••• I•••
left Nov 4, 2019, registered Apr 16, 2020 (164 days) · Other
W•••• F•••• A••••••• to P••• A••••• S••••••••• L••
left Jan 5, 2010, registered Jul 11, 2018 (3109 days) · Wirehouse to affiliated broker-dealer or bank
S••••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••
left Nov 12, 2007, registered Dec 4, 2009 (753 days) · Other

Signals

A•• L•• H••••••• P••••• left M••••• G••••• A••••••• I••• for A••••• A•• P••••••• S••••••• (registered 2026-06-18)
May 6, 2025 · Advisor changed firm · fact
A•• L•• H••••••• P••••• left L•• F•••••••• L•• for M••••• G••••• A••••••• I••• (registered 2024-03-01)
Feb 16, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address