DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jeffery Jay Seitz
Feed of 09/14/2026
At current firm
0 y
since Jun 16, 2026
In the industry
32 y
since Apr 22, 1994 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Steward Partners Investment Advisory, LLC BD affiliated currentsince Jun 16, 2026 · Stamford, Ct
- LPL Financial LLC BD affiliatedMay 23, 2023 to Jun 26, 2026 · Richland, Wa
- Kestra Advisory Services, LLC BD affiliatedMay 18, 2018 to May 23, 2023 · Richland, Wa
- LPL Financial LLC BD affiliatedMay 1, 2018 to May 29, 2018 · Richland, Wa
- Mariner Advisor Network BD affiliatedJul 7, 2016 to May 21, 2018 · Richland, Wa
- Strategic Wealth Advisors Group formerMay 7, 2014 to Jul 7, 2016 · Richland, Ca
- Cetera Advisors LLC formerMar 8, 2012 to May 3, 2014 · Greenwood Village, Il
- Kovack Advisors, Inc. BD affiliatedJan 22, 2008 to Mar 12, 2012 · Ft. Lauderdale, Fl
- Edward Jones national BDNov 4, 1996 to Dec 12, 2007 · Richland, Wa
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Steward Partners Investment Advisory, LLCleft Jun 26, 2026, registered Jun 16, 2026 (-10 days) · Affiliated broker-dealer or bank to another
- Kestra Advisory Services, LLC to LPL Financial LLCleft May 23, 2023, registered May 23, 2023 (0 days) · Affiliated broker-dealer or bank to another
- LPL Financial LLC to Kestra Advisory Services, LLCleft May 29, 2018, registered May 18, 2018 (-11 days) · RIA to affiliated broker-dealer or bank
- Mariner Advisor Network to LPL Financial LLCleft May 21, 2018, registered May 1, 2018 (-20 days) · RIA to RIA
- Strategic Wealth Advisors Group to Mariner Advisor Networkleft Jul 7, 2016, registered Jul 7, 2016 (0 days) · corporate re-registration, not a move
- Cetera Advisors LLC to Strategic Wealth Advisors Groupleft May 3, 2014, registered May 7, 2014 (4 days) · Other
- Kovack Advisors, Inc. to Cetera Advisors LLCleft Mar 12, 2012, registered Mar 8, 2012 (-4 days) · Other
- Edward Jones to Kovack Advisors, Inc.left Dec 12, 2007, registered Jan 22, 2008 (41 days) · Other
Signals
- Jeffery Jay Seitz left Lpl Financial Llc for Steward Partners Investment Advisory, Llc (registered 2026-06-16)Jun 26, 2026 · Advisor changed firm · fact
- Jeffery Jay Seitz left Kestra Advisory Services, Llc for Lpl Financial Llc (registered 2023-05-23)May 23, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address