DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Danny Earl Thomas
Feed of 09/15/2026
Also filed as Danny E Thomas
At current firm
0 y
since Apr 8, 2026
In the industry
32 y
since Apr 19, 1994 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Global Retirement Partners LLC institutional currentsince Apr 8, 2026 · Carlsbad, Ca
- Private Advisor Group, LLC BD affiliatedMar 12, 2024 to Feb 9, 2026 · Morristown, Nj
- Independent Financial Group, LLC BD affiliatedMay 2, 2018 to Sep 1, 2023 · San Diego, Ca
- LPL Financial LLC BD affiliatedJul 14, 2011 to May 22, 2018 · San Diego, Ca
- Madison Avenue Securities, LLC BD affiliatedJun 3, 2010 to Nov 3, 2010 · San Diego, Ca
- Brecek & Young Advisors, Inc. formerSep 1, 2004 to Oct 11, 2004 · Folsom, Ca
Moves
a registration end followed by a registration begin elsewhere
- Private Advisor Group, LLC to Global Retirement Partners LLCleft Feb 9, 2026, registered Apr 8, 2026 (58 days) · Other
- Independent Financial Group, LLC to Private Advisor Group, LLCleft Sep 1, 2023, registered Mar 12, 2024 (193 days) · Affiliated broker-dealer or bank to another
- LPL Financial LLC to Independent Financial Group, LLCleft May 22, 2018, registered May 2, 2018 (-20 days) · RIA to affiliated broker-dealer or bank
- Madison Avenue Securities, LLC to LPL Financial LLCleft Nov 3, 2010, registered Jul 14, 2011 (253 days) · Other
- Brecek & Young Advisors, Inc. to Madison Avenue Securities, LLCleft Oct 11, 2004, registered Jun 3, 2010 (2061 days) · Other
Signals
- Danny Earl Thomas left Private Advisor Group, Llc for Global Retirement Partners Llc (registered 2026-04-08)Feb 9, 2026 · Advisor changed firm · fact
- Danny Earl Thomas left Independent Financial Group, Llc for Private Advisor Group, Llc (registered 2024-03-12)Sep 1, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address