RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• O••••
- E•••• S••••••••• L•• BD affiliated currentsince Oct 10, 2025 · Andover, Ma
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedDec 3, 2024 to Jan 7, 2025 · Chelmsford, Ma
- E•••••• A••••••• G••••• L•• BD affiliatedSep 1, 2016 to Dec 21, 2023 · Greenwood Village, Co
- P••••• I••••••••• M••••••••• L•• asset managerFeb 1, 2012 to Jan 22, 2015 · Boston, Ma
- A••••••••• F•••••••• S•••••••• L•• national BDMar 26, 2004 to May 17, 2010 · Bedford, Nh
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to E•••• S••••••••• L••left Jan 7, 2025, registered Oct 10, 2025 (276 days) · Affiliated broker-dealer or bank to another
- E•••••• A••••••• G••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 21, 2023, registered Dec 3, 2024 (348 days) · Affiliated broker-dealer or bank to another
- P••••• I••••••••• M••••••••• L•• to E•••••• A••••••• G••••• L••left Jan 22, 2015, registered Sep 1, 2016 (588 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to P••••• I••••••••• M••••••••• L••left May 17, 2010, registered Feb 1, 2012 (625 days) · Other
- W•••••• O•••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for E•••• S••••••••• L•• (registered 2025-10-10)Jan 7, 2025 · Advisor changed firm · fact
- W•••••• O•••• left E•••••• A••••••• G••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2024-12-03)Dec 21, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address