DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• A•••• L••••••

W•••• F•••• A•••••••wirehouseBoca Raton, Fl dual registrantIAPD 2535987

Feed of 09/15/2026

At current firm

0 y

since Jan 7, 2026

In the industry

31 y

since Dec 2, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Jan 7, 2026 · Boca Raton, Fl
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Apr 23, 2024 to Jan 9, 2026 · Boca Raton, Fl
S•••••• S••••••••• I••• BD affiliated
Apr 8, 2019 to Dec 21, 2023 · Columbus, Ga
T••••• A••••••• S•••••••• I••• BD affiliated
Sep 16, 2016 to Apr 1, 2019 · Stuart, Fl
S••••••• I••••••••• S•••••••• I••• former
Sep 8, 2005 to Dec 31, 2016 · Miami, Fl
C•••••••• G••••• M•••••• I••• BD affiliated
Nov 2, 2001 to Sep 16, 2005 · West Palm Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to W•••• F•••• A•••••••
left Jan 9, 2026, registered Jan 7, 2026 (-2 days) · Affiliated broker-dealer or bank to wirehouse
S•••••• S••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Dec 21, 2023, registered Apr 23, 2024 (124 days) · RIA to affiliated broker-dealer or bank
T••••• A••••••• S•••••••• I••• to S•••••• S••••••••• I•••
left Apr 1, 2019, registered Apr 8, 2019 (7 days) · Affiliated broker-dealer or bank to another · moved with a team
S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••
left Dec 31, 2016, registered Sep 16, 2016 (-106 days) · corporate re-registration, not a move
C•••••••• G••••• M•••••• I••• to S••••••• I••••••••• S•••••••• I•••
left Sep 16, 2005, registered Sep 8, 2005 (-8 days) · Other

Signals

J••••• A•••• L•••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for W•••• F•••• A••••••• (registered 2026-01-07)
Jan 9, 2026 · Advisor changed firm · fact
J••••• A•••• L•••••• left S•••••• S••••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2024-04-23)
Dec 21, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address