RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• C••• P••••••
- B•••••••• I••••••••• M••••••••• L•• asset manager currentsince May 24, 2016 · Parker, Co
- B•••••••• F••• A••••••• asset managerOct 17, 2011 to Jun 20, 2016 · San Francisco, Ca
- A••••••••• L••• otherJul 27, 2006 to Oct 11, 2011 · Phoenix, Az
- L•••• A••••• • C•• L•• asset managerMay 29, 2001 to Jul 17, 2006 · Jersey City, Nj
- B•••••••• F••• A••••••• to B•••••••• I••••••••• M••••••••• L••left Jun 20, 2016, registered May 24, 2016 (-27 days) · channel change inside one enterprise, not a move
- A••••••••• L••• to B•••••••• F••• A•••••••left Oct 11, 2011, registered Oct 17, 2011 (6 days) · Other
- L•••• A••••• • C•• L•• to A••••••••• L•••left Jul 17, 2006, registered Jul 27, 2006 (10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address