RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• D•••••• M••••••••
- F••••• I••••••••• independent RIA currentsince Jun 13, 2024 · Plano, Tx
- E•••••• A••••••• G••••• L•• BD affiliatedJul 29, 2019 to Jun 12, 2024 · Andover, Ma
- V••• R••••••••• A•••••••• L•• otherMay 13, 2019 to Jul 22, 2019 · Braintree, Ma
- V••• F•••••••• A•••••••• I••• BD affiliatedApr 24, 2012 to Apr 4, 2019 · Braintree, Ma
- T• A••••••••• I••••••••• M••••••••• L•• formerSep 3, 2010 to Apr 19, 2012 · Boston, Ma
- T• A••••••••• I••• formerSep 3, 2010 to Apr 19, 2012 · Boston, Ma
- M•• S••••••••• L•• formerSep 18, 2009 to Jul 19, 2010 · Norwood, Ma
- E•••••• A••••••• G••••• L•• to F••••• I•••••••••left Jun 12, 2024, registered Jun 13, 2024 (1 days) · Affiliated broker-dealer or bank to independent RIA
- V••• R••••••••• A•••••••• L•• to E•••••• A••••••• G••••• L••left Jul 22, 2019, registered Jul 29, 2019 (7 days) · Other
- V••• F•••••••• A•••••••• I••• to V••• R••••••••• A•••••••• L••left Apr 4, 2019, registered May 13, 2019 (39 days) · Other · moved with a team
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Apr 19, 2012, registered Sep 3, 2010 (-594 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Apr 19, 2012, registered Sep 3, 2010 (-594 days) · Other
- M•• S••••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••left Jul 19, 2010, registered Sep 3, 2010 (46 days) · Other
- R••••• D•••••• M•••••••• left E•••••• A••••••• G••••• L•• for F••••• I••••••••• (registered 2024-06-13)Jun 12, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address