RIA Intelligence

• Cambridge Investment Research Advisors, Inc. BD affiliated current
  since Apr 8, 2024 · Fairfield, Ia
• Northwestern Mutual Investment Services,LLC no RAUM
  Aug 12, 2021 to Nov 10, 2023 · Ames, Ia
• Brookstone Capital Management LLC independent RIA
  May 10, 2021 to May 20, 2021 · State Center, Ia
• Fbl Wealth Management, LLC BD affiliated
  Jul 3, 2019 to Jan 22, 2021 · West Des Moines, Ia
• Valic Financial Advisors, Inc. BD affiliated
  Oct 9, 2018 to Jun 20, 2019 · Chicago, Il
• Fifth Third Securities, Inc. BD affiliated
  Jun 21, 2016 to Aug 17, 2018 · Romeoville, Il
• J.P. Morgan Securities LLC wirehouse
  Oct 1, 2012 to Jun 27, 2016 · Oak Brook, Il
• Chase Investment Services Corp. former
  Sep 17, 2012 to Oct 1, 2012 · Oak Brook, Il
• Pnc Wealth Management BD affiliated
  Jul 25, 2011 to Sep 17, 2012 · Berwyn, Il
• Fifth Third Securities, Inc. BD affiliated
  Sep 14, 2010 to Jul 15, 2011 · Chicago, Il
• Chase Investment Services Corp. former
  Jul 6, 2005 to Sep 9, 2010 · Geneva, Il
• Banc One Securities Corporation unclassified
  Jun 15, 2004 to Jul 6, 2005 · Mt. Prospect, Il
• A. G. Edwards & Sons, Inc. unclassified
  Apr 14, 2004 to Jun 4, 2004 · Waterloo, Ia

• Northwestern Mutual Investment Services,LLC to Cambridge Investment Research Advisors, Inc.
  left Nov 10, 2023, registered Apr 8, 2024 (150 days) · Other
• Brookstone Capital Management LLC to Northwestern Mutual Investment Services,LLC
  left May 20, 2021, registered Aug 12, 2021 (84 days) · Other
• Fbl Wealth Management, LLC to Brookstone Capital Management LLC
  left Jan 22, 2021, registered May 10, 2021 (108 days) · Other
• Valic Financial Advisors, Inc. to Fbl Wealth Management, LLC
  left Jun 20, 2019, registered Jul 3, 2019 (13 days) · Other
• Fifth Third Securities, Inc. to Valic Financial Advisors, Inc.
  left Aug 17, 2018, registered Oct 9, 2018 (53 days) · Affiliated broker-dealer or bank to another
• J.P. Morgan Securities LLC to Fifth Third Securities, Inc.
  left Jun 27, 2016, registered Jun 21, 2016 (-6 days) · Other · moved with a team
• Chase Investment Services Corp. to J.P. Morgan Securities LLC
  left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
• Pnc Wealth Management to Chase Investment Services Corp.
  left Sep 17, 2012, registered Sep 17, 2012 (0 days) · Other
• Fifth Third Securities, Inc. to Pnc Wealth Management
  left Jul 15, 2011, registered Jul 25, 2011 (10 days) · Other
• Chase Investment Services Corp. to Fifth Third Securities, Inc.
  left Sep 9, 2010, registered Sep 14, 2010 (5 days) · Other
• Banc One Securities Corporation to Chase Investment Services Corp.
  left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
• A. G. Edwards & Sons, Inc. to Banc One Securities Corporation
  left Jun 4, 2004, registered Jun 15, 2004 (11 days) · Other

• Rodney Decker left Northwestern Mutual Investment Services,Llc for Cambridge Investment Research Advisors, Inc. (registered 2024-04-08)
  Nov 10, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

31derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address