RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• I•• G••••
- A••• I••••• A••••••• independent RIA currentsince Dec 7, 2022 · Stockbridge, Ga
- C••••• I••••••••• A••••••• L•• BD affiliatedFeb 12, 2019 to Jun 14, 2022 · Mcdonough, Ga
- A••••• A•• P••••••• S••••••• BD affiliatedApr 19, 2016 to Jan 24, 2019 · Atlanta, Ga
- N••••••••• I••••••••• A•••••••• L•• BD affiliatedMay 21, 2012 to Apr 6, 2016 · Columbus, Oh
- V•••• F•••••••• A•••••••• I••• BD affiliatedOct 7, 2009 to May 17, 2012 · Atlanta, Ga
- E••••• J•••• national BDNov 27, 2006 to Sep 18, 2009 · Lithonia, Ga
- C•••••• S••••• • C••• I••• national BDSep 10, 2003 to Oct 22, 2003 · St. Petersburg, Fl
- C••••• I••••••••• A••••••• L•• to A••• I••••• A•••••••left Jun 14, 2022, registered Dec 7, 2022 (176 days) · Affiliated broker-dealer or bank to independent RIA
- A••••• A•• P••••••• S••••••• to C••••• I••••••••• A••••••• L••left Jan 24, 2019, registered Feb 12, 2019 (19 days) · Affiliated broker-dealer or bank to another
- N••••••••• I••••••••• A•••••••• L•• to A••••• A•• P••••••• S•••••••left Apr 6, 2016, registered Apr 19, 2016 (13 days) · Other
- V•••• F•••••••• A•••••••• I••• to N••••••••• I••••••••• A•••••••• L••left May 17, 2012, registered May 21, 2012 (4 days) · Other
- E••••• J•••• to V•••• F•••••••• A•••••••• I•••left Sep 18, 2009, registered Oct 7, 2009 (19 days) · Other
- C•••••• S••••• • C••• I••• to E••••• J••••left Oct 22, 2003, registered Nov 27, 2006 (1132 days) · Affiliated broker-dealer or bank to another
- D••••• I•• G•••• left C••••• I••••••••• A••••••• L•• for A••• I••••• A••••••• (registered 2022-12-07)Jun 14, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address