K•••• T••••• M•••••

• S•••••• P••••••• I••••••••• A•••••••• L•• BD affiliated current
  since Jun 21, 2019 · Plymouth Meeting, Pa
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
  Sep 16, 2013 to Jun 26, 2020 · Conshohocken, Pa
• W•••• F•••• A••••••• wirehouse
  Jul 8, 2011 to Sep 16, 2013 · Conshohocken, Pa
• W•••• F•••• A••••••• wirehouse
  Mar 1, 2010 to Jul 8, 2011 · Conshohocken, Pa

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to S•••••• P••••••• I••••••••• A•••••••• L••
  left Jun 26, 2020, registered Jun 21, 2019 (-371 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
• W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Sep 16, 2013, registered Sep 16, 2013 (0 days) · Other
• W•••• F•••• A••••••• to W•••• F•••• A•••••••
  left Jul 8, 2011, registered Jul 8, 2011 (0 days) · channel change inside one enterprise, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

31derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address