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Registered advisor

D••••• C•••••• C••••••

O•••• W•••••• I•••BD affiliatedRichmond, Vadual registrantIAPD 2599514

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Dan C••••••

At current firm

1 y

since Jan 24, 2025

In the industry

31 y

since Apr 20, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated current
since Jan 24, 2025 · Richmond, Va
O•••• F•• I••• former
Dec 18, 2013 to Jan 24, 2025 · Richmond, Va
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Nov 6, 2012 to Dec 23, 2013 · Richmond, Va
N••• F•••••••• G••••• I••• former
Jul 16, 2012 to Nov 7, 2012 · Glen Allen, Va
O••••••••• S••••••••• I••• BD affiliated
Oct 28, 2010 to Jul 25, 2012 · Glen Allen, Va
N••••••••• S••••••••• L•• no RAUM
Nov 17, 2009 to Sep 30, 2010 · Richmond, Va
W•••• F•••• A••••••• wirehouse
Jul 19, 2002 to Oct 8, 2004 · Richmond, Va

Moves

a registration end followed by a registration begin elsewhere

O•••• F•• I••• to O•••• W•••••• I•••
left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move
C•••••••• I••••••••• R••••••• A•••••••• I••• to O•••• F•• I•••
left Dec 23, 2013, registered Dec 18, 2013 (-5 days) · Other
N••• F•••••••• G••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Nov 7, 2012, registered Nov 6, 2012 (-1 days) · Other
O••••••••• S••••••••• I••• to N••• F•••••••• G••••• I•••
left Jul 25, 2012, registered Jul 16, 2012 (-9 days) · Other
N••••••••• S••••••••• L•• to O••••••••• S••••••••• I•••
left Sep 30, 2010, registered Oct 28, 2010 (28 days) · Other
W•••• F•••• A••••••• to N••••••••• S••••••••• L••
left Oct 8, 2004, registered Nov 17, 2009 (1866 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address