DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Mathew Christopher Lepak

Flaharty Asset Management, LLCindependent RIAPunta Gorda, Fl dual registrantIAPD 2606121

Feed of 09/15/2026

Also filed as Mathew Christopher Lepak

At current firm

5 y

since Dec 14, 2020

In the industry

23 y

since Jun 27, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Senior Advisorreportedmodwm.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Modern Wealth Management, LLC independent RIA current
since Jun 4, 2026 · Punta Gorda, Fl
Flaharty Asset Management, LLC independent RIA current
since Dec 14, 2020 · Punta Gorda, Fl
Private Advisor Group, LLC BD affiliated
Aug 20, 2020 to Dec 11, 2020 · Punta Gorda, Fl
My Friend In Finance, LLC unclassified
Feb 23, 2017 to Aug 27, 2020 · Nokomis, Fl
Ci Doyle Private Wealth, LLC former
Apr 5, 2016 to Dec 14, 2016 · St. Petersburg, Fl
Charles Schwab & Co., Inc. national BD
Nov 2, 2012 to Feb 28, 2014 · Venice, Fl
T. Rowe Price Advisory Services, Inc. BD affiliated
Mar 15, 2007 to Jul 17, 2008 · Tampa, Fl
Td Ameritrade, Inc. former
Jun 27, 2003 to Feb 1, 2006 · Vero Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

Private Advisor Group, LLC to Flaharty Asset Management, LLC
left Dec 11, 2020, registered Dec 14, 2020 (3 days) · Affiliated broker-dealer or bank to independent RIA
My Friend In Finance, LLC to Private Advisor Group, LLC
left Aug 27, 2020, registered Aug 20, 2020 (-7 days) · Other
Ci Doyle Private Wealth, LLC to My Friend In Finance, LLC
left Dec 14, 2016, registered Feb 23, 2017 (71 days) · Other
Charles Schwab & Co., Inc. to Ci Doyle Private Wealth, LLC
left Feb 28, 2014, registered Apr 5, 2016 (767 days) · Other
T. Rowe Price Advisory Services, Inc. to Charles Schwab & Co., Inc.
left Jul 17, 2008, registered Nov 2, 2012 (1569 days) · Other
Td Ameritrade, Inc. to T. Rowe Price Advisory Services, Inc.
left Feb 1, 2006, registered Mar 15, 2007 (407 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address