DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Teresa Grubman

J.P. Morgan Securities LLCwirehouseSan Antonio, Txdual registrantIAPD 2608937

Feed of 09/14/2026

Also filed as Teresa Frances Grubman

At current firm

1 y

since Mar 11, 2025

In the industry

23 y

since Feb 21, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J.P. Morgan Securities LLC wirehouse current
since Mar 11, 2025 · San Antonio, Tx
Eagle Strategies LLC BD affiliated
Jun 6, 2024 to Mar 17, 2025 · San Antonio, Tx
Citigroup Global Markets Inc. BD affiliated
Jan 24, 2023 to Apr 8, 2024 · San Antonio, Tx
Victory Capital Management Inc. asset manager
May 25, 2021 to Dec 2, 2022 · San Antonio, Tx
Usaa Investment Services Company no RAUM
Jan 8, 2018 to Jul 3, 2019 · San Antonio, Tx
Usaa Financial Planning Services former
Apr 11, 2013 to Jan 8, 2018 · San Antonio, Tx
Usaa Investment Services Company no RAUM
Dec 20, 2006 to Apr 12, 2013 · San Antonio, Tx
Equitable Advisors, LLC national BD
Jun 26, 2006 to Nov 30, 2006 · Franklin, Tn
Morgan Stanley Dw Inc. unclassified
Mar 11, 2005 to May 24, 2006 · Nashville, Tn
Ameriprise Financial Services, LLC national BD
Mar 11, 2004 to Apr 11, 2005 · Franklin, Tn

Moves

a registration end followed by a registration begin elsewhere

Eagle Strategies LLC to J.P. Morgan Securities LLC
left Mar 17, 2025, registered Mar 11, 2025 (-6 days) · Affiliated broker-dealer or bank to wirehouse
Citigroup Global Markets Inc. to Eagle Strategies LLC
left Apr 8, 2024, registered Jun 6, 2024 (59 days) · Affiliated broker-dealer or bank to another
Victory Capital Management Inc. to Citigroup Global Markets Inc.
left Dec 2, 2022, registered Jan 24, 2023 (53 days) · Other
Usaa Investment Services Company to Victory Capital Management Inc.
left Jul 3, 2019, registered May 25, 2021 (692 days) · corporate re-registration, not a move
Usaa Financial Planning Services to Usaa Investment Services Company
left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
Usaa Investment Services Company to Usaa Financial Planning Services
left Apr 12, 2013, registered Apr 11, 2013 (-1 days) · corporate re-registration, not a move
Equitable Advisors, LLC to Usaa Investment Services Company
left Nov 30, 2006, registered Dec 20, 2006 (20 days) · Other
Morgan Stanley Dw Inc. to Equitable Advisors, LLC
left May 24, 2006, registered Jun 26, 2006 (33 days) · Other
Ameriprise Financial Services, LLC to Morgan Stanley Dw Inc.
left Apr 11, 2005, registered Mar 11, 2005 (-31 days) · Other

Signals

Teresa Grubman left Eagle Strategies Llc for J.P. Morgan Securities Llc (registered 2025-03-11)
Mar 17, 2025 · Advisor changed firm · fact
Teresa Grubman left Citigroup Global Markets Inc. for Eagle Strategies Llc (registered 2024-06-06)
Apr 8, 2024 · Advisor changed firm · fact
Teresa Grubman left Victory Capital Management Inc. for Citigroup Global Markets Inc. (registered 2023-01-24)
Dec 2, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address