DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

P•••••• H••••••

T•• A•••••••• I•••BD affiliatedSummit, Nj dual registrantIAPD 2613816

Certified Financial Planner

Feed of 09/14/2026

Also filed as Patrick J Hoffman

At current firm

0 y

since Jan 6, 2026

In the industry

31 y

since Jul 28, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T•• A•••••••• I••• BD affiliated current
since Jan 6, 2026 · Fort Wayne, In
O•••• F•• I••• former
Oct 3, 2023 to May 8, 2024 · Audubon, Pa
E•••••••• A•••••••• L•• national BD
Mar 22, 2023 to Jul 24, 2023 · Bala Cynwyd, Pa
T••••• A••••••• S•••••••• I••• BD affiliated
Jul 14, 2021 to Apr 5, 2023 · West Chester, Pa
V••••••• A•••••••• I••• BD affiliated
Nov 13, 2019 to Jul 16, 2021 · Malvern, Pa
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 4, 2018 to Oct 21, 2019 · Jenkintown, Pa
C••••••••• I••••••••• L•• mixed wealth
Dec 19, 2005 to Apr 11, 2018 · New York, Ny
C•••••••• G••••• M•••••• I••• BD affiliated
Jun 30, 2005 to Dec 19, 2005 · Stamford, Ct
A•• D••••••••• I••• unclassified
May 18, 2005 to Jun 6, 2005 · Conshohocken, Pa
R•••• A•••• M••••••••• L•• unclassified
Sep 29, 2000 to Apr 8, 2005 · Conshohocken, Pa

Moves

a registration end followed by a registration begin elsewhere

O•••• F•• I••• to T•• A•••••••• I•••
left May 8, 2024, registered Jan 6, 2026 (608 days) · Affiliated broker-dealer or bank to another · moved with a team
E•••••••• A•••••••• L•• to O•••• F•• I•••
left Jul 24, 2023, registered Oct 3, 2023 (71 days) · Affiliated broker-dealer or bank to another
T••••• A••••••• S•••••••• I••• to E•••••••• A•••••••• L••
left Apr 5, 2023, registered Mar 22, 2023 (-14 days) · Affiliated broker-dealer or bank to another
V••••••• A•••••••• I••• to T••••• A••••••• S•••••••• I•••
left Jul 16, 2021, registered Jul 14, 2021 (-2 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to V••••••• A•••••••• I•••
left Oct 21, 2019, registered Nov 13, 2019 (23 days) · Wirehouse to affiliated broker-dealer or bank
C••••••••• I••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Apr 11, 2018, registered Jun 4, 2018 (54 days) · Other
C•••••••• G••••• M•••••• I••• to C••••••••• I••••••••• L••
left Dec 19, 2005, registered Dec 19, 2005 (0 days) · corporate re-registration, not a move
A•• D••••••••• I••• to C•••••••• G••••• M•••••• I•••
left Jun 6, 2005, registered Jun 30, 2005 (24 days) · Other
R•••• A•••• M••••••••• L•• to A•• D••••••••• I•••
left Apr 8, 2005, registered May 18, 2005 (40 days) · Other

Signals

P•••••• H•••••• left O•••• F•• I••• for T•• A•••••••• I••• (registered 2026-01-06)
May 8, 2024 · Advisor changed firm · fact
P•••••• H•••••• left E•••••••• A•••••••• L•• for O•••• F•• I••• (registered 2023-10-03)
Jul 24, 2023 · Advisor changed firm · fact
P•••••• H•••••• left T••••• A••••••• S•••••••• I••• for E•••••••• A•••••••• L•• (registered 2023-03-22)
Apr 5, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address